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Hercules Capital
HTGC

Overview Fund Activity

199 hedge funds and large institutions have $289M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
199
Holders Change
+8
Holders Change %
+4.19%
% of All Funds
4.4%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
37
Increased
71
Reduced
61
Closed
26
Calls
$716K
Puts
$1.22M
Net Calls
-$508K
Net Calls Change
-$750K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.25M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.73M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$2.8M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$769K
2
Assenagon Asset Management
2
Assenagon Asset Management
Luxembourg
$0
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.34M
4
CIM
4
Confluence Investment Management
Missouri
$4.03M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
BWA
176
BDO Wealth Advisors
Florida
$8K +$8K +1,028 New
SFS
177
Sowell Financial Services
Arkansas
$6K – – –
First Manhattan
178
First Manhattan
New York
$6K +$3.82K +525 +175%
DAM
179
Delta Asset Management
Tennessee
$6K +$6K +800 New
FDCDDQ
180
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.23K +$5.23K +685 New
S
181
SignatureFD
Georgia
$5K +$3.03K +392 +153%
CAM
182
ClariVest Asset Management
California
$5K +$5K +645 New
QT
183
Quantbot Technologies
New York
$4K -$44.6K -6,696 -92%
BFEC
184
Benjamin F. Edwards & Company
Missouri
$4K – – –
JCM
185
Jacobi Capital Management
Pennsylvania
$4K – – –
SF
186
Synovus Financial
Georgia
$4K +$4K +504 New
VRM
187
Vectors Research Management
New York
$3K -$2.57K -300 -46%
CG
188
Cutler Group
California
$3K +$3K +500 New
VFA
189
Valeo Financial Advisors
Indiana
$2K -$27.6K -2,993 -93%
MF
190
Manchester Financial
California
$2K +$2K +243 New
CTC
191
Central Trust Company
Missouri
$2K +$2K +250 New
WAP
192
Wealthcare Advisory Partners
Pennsylvania
$1K – – –
GWMIA
193
Global Wealth Management Investment Advisory
Florida
$1K – – –
WAMC
194
Western Asset Management Company
California
$1K – – –
AA
195
AlphaMark Advisors
Kentucky
$1K – – –
AIC
196
Ameritas Investment Company
Nebraska
$1K +$1K +100 New
GEA
197
Glen Eagle Advisors
New Jersey
$764 – – –
TI
198
tru Independence
Oregon
$15 – – –
Assenagon Asset Management
199
Assenagon Asset Management
Luxembourg
– -$3.07M -218,919 Closed
GI
200
Glovista Investments
New Jersey
– -$1.82M -129,606 Closed
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