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Hercules Capital
HTGC

Overview Fund Activity

193 hedge funds and large institutions have $486M invested in Hercules Capital in 2020 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
+14
Holders Change %
+7.82%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
39
Increased
68
Reduced
51
Closed
24
Calls
$6.52M
Puts
$3.09M
Net Calls
+$3.43M
Net Calls Change
+$4.3M

Top Buyers

1
Invesco
1
Invesco
Georgia
$9.94M
2
MGAM
2
McGowan Group Asset Management
Texas
$5.48M
3
N
3
Natixis
France
$3.63M
4
Neuberger Berman Group
4
Neuberger Berman Group
New York
$3.19M
5
Voloridge Investment Management
5
Voloridge Investment Management
Florida
$2.43M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$27.4M
2
JAM
2
Jacobs Asset Management
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$19M
4
RCM
4
Radcliffe Capital Management
Pennsylvania
$0
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of Montreal
151
Bank of Montreal
Ontario, Canada
$53K -$9.75K -667 -16%
HCM
152
Highlander Capital Management
New Jersey
$51K – – –
CCM
153
Covington Capital Management
California
$50K – – –
AWM
154
Atticus Wealth Management
Florida
$49K +$391 +27 +0.8%
BNP Paribas Financial Markets
155
BNP Paribas Financial Markets
France
$45.2K +$41.3K +2,865 +1,073%
Carson Wealth (CWM LLC)
156
Carson Wealth (CWM LLC)
Nebraska
$43K – – –
CBT
157
CoreFirst Bank & Trust
Kansas
$43K +$43K +2,985 New
OCM
158
Orion Capital Management
California
$43K +$43K +3,000 New
RA
159
Reby Advisors
Connecticut
$41K +$41K +2,821 New
TCM
160
Tradewinds Capital Management
Washington
$36K +$878 +61 +3%
PCG
161
Private Capital Group
Connecticut
$31K – – –
TRCT
162
Tower Research Capital (TRC)
New York
$28K +$27.3K +1,903 +3,884%
HNB
163
Huntington National Bank
Ohio
$26K +$26K +1,800 New
PMFA
164
Plante Moran Financial Advisors
Michigan
$24K +$582 +40 +2%
MWP
165
Meridian Wealth Partners
Pennsylvania
$23K +$23K +1,578 New
Northwestern Mutual Wealth Management
166
Northwestern Mutual Wealth Management
Wisconsin
$22K – – –
PA
167
Parallel Advisors
California
$20K – – –
CFN
168
Cordasco Financial Network
Florida
$20K +$519 +36 +3%
AA
169
Ancora Advisors
Ohio
$18K – – –
OIA
170
Optimum Investment Advisors
Illinois
$16K -$14.5K -1,000 -48%
BWA
171
BDO Wealth Advisors
Florida
$16K +$430 +30 +3%
AWM
172
Avior Wealth Management
Nebraska
$15K – – –
TFS
173
TrustCore Financial Services
Tennessee
$14K – – –
DAM
174
Delta Asset Management
Tennessee
$12K – – –
First Manhattan
175
First Manhattan
New York
$11K – – –
5 6
7
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