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Hercules Capital
HTGC

Overview Fund Activity

183 hedge funds and large institutions have $371M invested in Hercules Capital in 2020 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 78 increasing their positions, 58 reducing their positions, and 31 closing their positions.

Holders
183
Holders Change
-16
Holders Change %
-8.04%
% of All Funds
3.76%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
16
Increased
78
Reduced
58
Closed
31
Calls
$2.87M
Puts
$3.96M
Net Calls
-$1.09M
Net Calls Change
-$583K

Top Buyers

1
Assenagon Asset Management
1
Assenagon Asset Management
Luxembourg
$5.54M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$3.52M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$22.1M
4
MHI
4
Miller Howard Investments
New York
$5.01M
5
CF
5
Centaurus Financial
California
$8.47M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.2M
2
Deutsche Bank
2
Deutsche Bank
Germany
$754K
3
Macquarie Group
3
Macquarie Group
Australia
$76K
4
Millennium Management
4
Millennium Management
New York
$2.73M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$259K
Name Market Value Shares Shares
Change 		Shares
Change %
Lido Advisors
126
Lido Advisors
California
$165K 15,801 -5,000 -24%
QIM
127
Quest Investment Management
Oregon
$160K 15,315 – –
FNBOMD
128
First National Bank of Mount Dora
Florida
$159K 15,190 – –
PWP
129
Principle Wealth Partners
Connecticut
$148K 14,135 +14,135 New
MAFM
130
Mid Atlantic Financial Management
Pennsylvania
$141K 13,512 -103 -0.8%
SAS
131
Stelac Advisory Services
New York
$139K 13,295 +20 +0.2%
SIA
132
Sit Investment Associates
Minnesota
$137K 13,100 – –
GAM
133
Gotham Asset Management
New York
$135K 12,857 +2,783 +28%
APA
134
American Portfolios Advisors
New York
$128K 12,238 +5,100 +71%
Citigroup
135
Citigroup
New York
$121K 11,540 -2,306 -17%
CFGS
136
Concourse Financial Group Securities
Alabama
$120K 11,464 +300 +3%
BRWM
137
B. Riley Wealth Management
Tennessee
$113K 10,830 -8,275 -43%
EFS
138
Essex Financial Services
Connecticut
$113K 10,752 +10,752 New
Neuberger Berman Group
139
Neuberger Berman Group
New York
$108K 10,271 -39,801 -79%
SS
140
Sunbelt Securities
Texas
$105K 10,022 -595 -6%
Macquarie Group
141
Macquarie Group
Australia
$76K 7,218 -594,376 -99%
RE
142
RBC Europe
United Kingdom
$73.3K 7,000 – –
Lazard Asset Management
143
Lazard Asset Management
New York
$73K 7,000 – –
WAM
144
Wolverine Asset Management
Illinois
$70K 6,717 -10,713 -61%
PO
145
Private Ocean
California
$48K 4,670 – –
Carson Wealth (CWM LLC)
146
Carson Wealth (CWM LLC)
Nebraska
$43K 2,511 – –
CCM
147
Covington Capital Management
California
$37K 3,500 – –
HCM
148
Highlander Capital Management
New Jersey
$37K 3,532 – –
AWM
149
Atticus Wealth Management
Florida
$35K 3,328 +1,148 +53%
OIA
150
Optimum Investment Advisors
Illinois
$26K 2,500 -1,000 -29%
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