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Hercules Capital
HTGC

Overview Fund Activity

133 hedge funds and large institutions have $7.68B invested in Hercules Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 51 increasing their positions, 42 reducing their positions, and 10 closing their positions.

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
4.31%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
17
Increased
51
Reduced
42
Closed
10
Calls
$920K
Puts
$522K
Net Calls
+$398K
Net Calls Change
-$217K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$20M
2
Robeco Institutional Asset Management
2
Robeco Institutional Asset Management
Netherlands
$8.33M
3
DCM
3
Driehaus Capital Management
Illinois
$6.07M
4
LSV Asset Management
4
LSV Asset Management
Illinois
$6.71M
5
BFA
5
BlackRock Fund Advisors
California
$24.5M

Top Sellers

1
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$16M
2
MSA
2
Mason Street Advisors
Wisconsin
$0
3
UOC
3
UBS O'Connor
Illinois
$0
4
LTI
4
Laffer Tengler Investments
Tennessee
$7.17B
5
CCMLC
5
Cardinal Capital Management LLC (Connecticut)
Connecticut
$13.3M
Name Market Value Shares Shares
Change 		Shares
Change %
M&T Bank
126
M&T Bank
New York
$12K 812 – –
HCM
127
Highlander Capital Management
New Jersey
$8.11K 532 – –
Northwestern Mutual Wealth Management
128
Northwestern Mutual Wealth Management
Wisconsin
$8K 550 +550 New
WA
129
WFG Advisors
Texas
$5K 335 – –
MIM
130
Macroview Investment Management
Maryland
$5K 300 +300 New
Manulife (Manufacturers Life Insurance)
131
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4.12K 270,193 -22,776 -8%
First Manhattan
132
First Manhattan
New York
$4K 300 – –
BPBT
133
Boston Private Bank & Trust
Massachusetts
$3K 190 – –
Envestnet Asset Management
134
Envestnet Asset Management
Illinois
$2K 152 – –
MSA
135
Mason Street Advisors
Wisconsin
– – -539,443 Closed
UOC
136
UBS O'Connor
Illinois
– – -409,970 Closed
American Century Companies
137
American Century Companies
Missouri
– – -262,759 Closed
Two Sigma Advisers
138
Two Sigma Advisers
New York
– – -52,130 Closed
RJFSA
139
Raymond James Financial Services Advisors
Florida
– – -30,856 Closed
VFS
140
VSR Financial Services
Kansas
– – -22,990 Closed
FNYS
141
First New York Securities
New York
– – -22,800 Closed
STC
142
SEI Trust Company
Pennsylvania
– – -4,200 Closed
MFS
143
MSI Financial Services
Massachusetts
– – -422 Closed
Susquehanna International Group
144
Susquehanna International Group
Pennsylvania
– – – –
PG
145
PEAK6 Group
Illinois
– – – –
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