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Hercules Capital
HTGC

Overview Fund Activity

255 hedge funds and large institutions have $398M invested in Hercules Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 107 increasing their positions, 63 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
255
Holders Change
-6
Holders Change %
-2.3%
% of All Funds
4.08%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
38
Increased
107
Reduced
63
Closed
41
Calls
$9.86M
Puts
$22.4M
Net Calls
-$12.5M
Net Calls Change
+$6.09M

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11.2M
2
CCPM
2
Cooper Creek Partners Management
New York
$7.01M
3
Citadel Advisors
3
Citadel Advisors
Florida
$16.2M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.75M
5
MHI
5
Miller Howard Investments
New York
$3.87M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.84M
2
GIP
2
Granite Investment Partners
California
$0
3
BTCPP
3
Border to Coast Pensions Partnership
United Kingdom
$6.77M
4
MGAM
4
McGowan Group Asset Management
Texas
$0
5
Northern Trust
5
Northern Trust
Illinois
$1.26M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
101
Cetera Advisors
Colorado
$506K +$6.96K +540 +1%
CWM
102
C2C Wealth Management
Arizona
$500K +$500K +40,120 New
RJFSA
103
Raymond James Financial Services Advisors
Florida
$492K +$8.73K +677 +2%
SPIA
104
Steward Partners Investment Advisory
New York
$484K -$64.2K -4,981 -12%
1IA
105
1620 Investment Advisors
Massachusetts
$474K -$232 -18 -0%
Neuberger Berman Group
106
Neuberger Berman Group
New York
$471K +$90.2K +7,000 +24%
CAPTRUST Financial Advisors
107
CAPTRUST Financial Advisors
North Carolina
$466K +$50.3K +3,904 +12%
AIC
108
Archer Investment Corporation
Indiana
$449K +$1.42K +103 +0.3%
BA
109
Bristlecone Advisors
Washington
$444K +$1.59K +123 +0.4%
DI
110
Diligent Investors
California
$440K +$296 +23 +0.1%
GIM
111
Greenwich Investment Management
Connecticut
$429K +$8.73K +678 +2%
CC
112
Claybrook Capital
Massachusetts
$420K – – –
Creative Planning
113
Creative Planning
Kansas
$413K +$76.5K +5,933 +23%
FFWM
114
Future Financial Wealth Management
Ohio
$407K +$39K +3,000 +11%
EFS
115
Essex Financial Services
Connecticut
$400K +$2.51K +195 +0.6%
FNBOMD
116
First National Bank of Mount Dora
Florida
$377K – – –
ACM
117
Aquatic Capital Management
Illinois
$375K +$207K +16,100 +124%
EMFAT
118
Emerald Mutual Fund Advisers Trust
Pennsylvania
$361K +$361K +28,020 New
TRCT
119
Tower Research Capital (TRC)
New York
$350K +$346K +26,811 +8,649%
Mirae Asset Global Investments
120
Mirae Asset Global Investments
South Korea
$347K -$405K -31,440 -54%
KA
121
Kovack Advisors
Florida
$345K -$86.5K -6,714 -20%
VEA
122
Virtus ETF Advisers
New York
$340K +$10.8K +837 +3%
GC
123
Guggenheim Capital
Illinois
$338K +$37.7K +2,928 +13%
MA
124
MAS Advisors
Florida
$338K +$50.7K +3,933 +18%
MP
125
McDonald Partners
Ohio
$335K – – –
3 4
5
6 7