HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
AA
101
ALPS Advisors
Colorado
$575K 43,500 +12,000 +38%
ASN
102
Advisory Services Network
Georgia
$564K 42,697 -1,754 -4%
SPIA
103
Steward Partners Investment Advisory
New York
$562K 42,539 +865 +2%
US Bancorp
104
US Bancorp
Minnesota
$528K 39,974 – –
CM
105
Caption Management
Oklahoma
$523K 39,577 -28,631 -42%
M1FG
106
Mach-1 Financial Group
Arkansas
$513K 38,829 +38,829 New
CA
107
Cetera Advisors
Colorado
$512K 38,721 +860 +2%
RJFSA
108
Raymond James Financial Services Advisors
Florida
$495K 37,463 -3,734 -9%
JWWM
109
Johnson & White Wealth Management
Pennsylvania
$488K 16,869 +16,869 New
1IA
110
1620 Investment Advisors
Massachusetts
$487K 36,812 +519 +1%
AWC
111
Abundance Wealth Counselors
Pennsylvania
$486K 36,785 -1,906 -5%
BA
112
Bristlecone Advisors
Washington
$454K 34,333 +2,087 +6%
DI
113
Diligent Investors
California
$451K 34,095 +19 +0.1%
KA
114
Kovack Advisors
Florida
$442K 33,457 +2,434 +8%
CC
115
Claybrook Capital
Massachusetts
$431K 32,620 – –
GIM
116
Greenwich Investment Management
Connecticut
$431K 32,640 +3,000 +10%
AIC
117
Archer Investment Corporation
Indiana
$428K 32,400 -3,000 -8%
CAPTRUST Financial Advisors
118
CAPTRUST Financial Advisors
North Carolina
$426K 32,255 +1,974 +7%
Balyasny Asset Management
119
Balyasny Asset Management
Illinois
$422K 31,957 -15,617 -33%
EFS
120
Essex Financial Services
Connecticut
$407K 30,840 +3,215 +12%
TI
121
Trexquant Investment
Connecticut
$395K 29,904 -16,603 -36%
Neuberger Berman Group
122
Neuberger Berman Group
New York
$391K 29,550 +1,300 +5%
FNBOMD
123
First National Bank of Mount Dora
Florida
$387K 29,246 – –
FFP
124
FourThought Financial Partners
Florida
$380K 28,727 +28,727 New
PA
125
Parallel Advisors
California
$380K 28,714 +21,667 +307%
3 4
5
6 7