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Hercules Capital
HTGC

Overview Fund Activity

213 hedge funds and large institutions have $510M invested in Hercules Capital in 2021 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 75 increasing their positions, 60 reducing their positions, and 19 closing their positions.

Holders
213
Holders Change
+20
Holders Change %
+10.36%
% of All Funds
3.75%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
42
Increased
75
Reduced
60
Closed
19
Calls
$3.83M
Puts
$4.44M
Net Calls
-$611K
Net Calls Change
-$4.04M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.43M
2
VanEck Associates
2
VanEck Associates
New York
$18.8M
3
Invesco
3
Invesco
Georgia
$12.6M
4
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$1.54M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$2.69M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$16M
2
MHI
2
Miller Howard Investments
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$15.9M
4
MC
4
Muzinich & Co
New York
$12.1M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$12M
Name Market Value Shares Shares
Change 		Shares
Change %
Allianz Asset Management
101
Allianz Asset Management
Germany
$492K 30,708 +30,708 New
TA
102
Tectonic Advisors
Texas
$486K 30,380 +7,616 +33%
Envestnet Asset Management
103
Envestnet Asset Management
Illinois
$485K 30,233 -955 -3%
FNBOMD
104
First National Bank of Mount Dora
Florida
$469K 29,246 +14,056 +93%
Cerity Partners
105
Cerity Partners
New York
$464K 28,943 -6,004 -17%
Creative Planning
106
Creative Planning
Kansas
$457K 28,485 +3,954 +16%
NSIM
107
North Star Investment Management
Illinois
$444K 27,715 -2,457 -8%
ACM
108
Ascendant Capital Management
California
$441K 27,500 +27,500 New
GWM
109
Geneos Wealth Management
Colorado
$429K 24,092 +769 +3%
SIA
110
Sit Investment Associates
Minnesota
$428K 26,675 – –
VEA
111
Virtus ETF Advisers
New York
$415K 25,879 -2,324 -8%
OPA
112
Old Port Advisors
Maine
$408K 25,422 -2,966 -10%
WP
113
WealthSource Partners
California
$407K 25,398 +410 +2%
CA
114
Continuum Advisory
Idaho
$394K 23,301 +2,801 +14%
RJFSA
115
Raymond James Financial Services Advisors
Florida
$387K 24,125 +2,125 +10%
KAS
116
Kestra Advisory Services
Texas
$386K 24,082 -1,916 -7%
CWM
117
Centric Wealth Management
Illinois
$385K 24,000 -6,000 -20%
KA
118
Kovack Advisors
Florida
$385K 24,036 +783 +3%
GT
119
Glenview Trust
Kentucky
$377K 23,500 +23,500 New
SG Americas Securities
120
SG Americas Securities
New York
$370K 23,097 +3,243 +16%
SCM
121
Shelton Capital Management
Colorado
$360K 22,450 +5,700 +34%
Barclays
122
Barclays
United Kingdom
$337K 21,057 -87,626 -81%
Group One Trading
123
Group One Trading
Illinois
$316K 19,714 +8,469 +75%
FNT
124
First National Trust
Pennsylvania
$315K 19,634 +7,001 +55%
FFA
125
Founders Financial Alliance
North Carolina
$305K 18,677 +412 +2%
3 4
5
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