HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

186 hedge funds and large institutions have $452M invested in Hercules Capital in 2019 Q2 according to their latest regulatory filings, with 38 funds opening new positions, 59 increasing their positions, 52 reducing their positions, and 21 closing their positions.

Holders
186
Holders Change
+17
Holders Change %
+10.06%
% of All Funds
4.05%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
38
Increased
59
Reduced
52
Closed
21
Calls
–
Puts
$2.72M
Net Calls
-$2.72M
Net Calls Change
+$468K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$44.9M
2
CF
2
Centaurus Financial
California
$10.7M
3
Millennium Management
3
Millennium Management
New York
$9.53M
4
SIS
4
Sound Income Strategies
Florida
$21.5M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$4.9M

Top Sellers

1
AM
1
Ares Management
California
$0
2
Nomura Holdings
2
Nomura Holdings
Japan
$0
3
Goldman Sachs
3
Goldman Sachs
New York
$3.02M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$30.6M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
EGA
101
Eagle Global Advisors
Texas
$294K 22,900 +10,920 +91%
NSIM
102
North Star Investment Management
Illinois
$269K 20,988 -254 -1%
Bank of America
103
Bank of America
North Carolina
$267K 20,829 -1,864 -8%
PAG
104
Private Advisor Group
New Jersey
$264K 20,623 -2,118 -9%
SB
105
Suntrust Banks
Georgia
$264K 20,582 +1,329 +7%
EC
106
EJF Capital
Virginia
$256K 20,000 +20,000 New
P
107
&Partners
Tennessee
$248K 19,350 +4,000 +26%
SG Americas Securities
108
SG Americas Securities
New York
$244K 19,057 -1 -0%
SEI Investments
109
SEI Investments
Pennsylvania
$228K 17,568 +1,812 +12%
PPP
110
Private Portfolio Partners
New Jersey
$225K 17,587 +356 +2%
OAM
111
Oxford Asset Management
United Kingdom
$224K 17,439 +17,439 New
OCG
112
Opus Capital Group
Ohio
$222K 17,345 -83,074 -83%
RJFSA
113
Raymond James Financial Services Advisors
Florida
$217K 16,890 -672 -4%
AIMCA
114
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$205K 16,009 – –
CIBC World Market
115
CIBC World Market
Ontario, Canada
$200K 15,578 -5,107 -25%
WA
116
WESPAC Advisors
California
$197K 15,336 +15,336 New
QIM
117
Quest Investment Management
Oregon
$196K 15,315 -585 -4%
TC
118
Telemus Capital
Michigan
$195K 15,000 – –
US Bancorp
119
US Bancorp
Minnesota
$182K 14,176 +392 +3%
GWM
120
Geneos Wealth Management
Colorado
$177K 13,850 – –
WS
121
Wedbush Securities
California
$175K 13,657 +13,657 New
SIA
122
Sit Investment Associates
Minnesota
$168K 13,100 – –
FCI
123
Financial Counselors Inc
Kansas
$168K 13,115 – –
Citigroup
124
Citigroup
New York
$165K 12,874 -729 -5%
OFS
125
OneAscent Financial Services
Alabama
$165K 12,906 +12,906 New
3 4
5
6 7