HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

157 hedge funds and large institutions have $449M invested in Hercules Capital in 2014 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 70 increasing their positions, 36 reducing their positions, and 15 closing their positions.

Holders
157
Holders Change
+8
Holders Change %
+5.37%
% of All Funds
4.54%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
25
Increased
70
Reduced
36
Closed
15
Calls
$266K
Puts
$795K
Net Calls
-$529K
Net Calls Change
-$370K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$15.6M
2
Robeco Institutional Asset Management
2
Robeco Institutional Asset Management
Netherlands
$14.3M
3
PCM
3
Penn Capital Management
Pennsylvania
$2.46M
4
Morgan Stanley
4
Morgan Stanley
New York
$14.8M
5
BTS
5
BB&T Securities
Virginia
$9.48M

Top Sellers

1
IG
1
ING Group
Netherlands
$0
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.09M
3
DCM
3
Driehaus Capital Management
Illinois
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$280K
5
Fuller & Thaler Asset Management
5
Fuller & Thaler Asset Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
76
Royal Bank of Canada
Ontario, Canada
$837K 59,454 +3,486 +6%
HB
77
Homrich & Berg
Georgia
$826K 58,671 +947 +2%
Two Sigma Advisers
78
Two Sigma Advisers
New York
$767K 54,395 +5,000 +10%
NGA
79
Naples Global Advisors
Florida
$764K 54,315 +5,250 +11%
Capital Fund Management (CFM)
80
Capital Fund Management (CFM)
France
$753K 53,483 +53,483 New
WRM
81
Westport Resources Management
Connecticut
$742K 52,705 +6,019 +13%
BIG
82
Blackthorn Investment Group
Kansas
$721K 51,229 +51,229 New
AQR Capital Management
83
AQR Capital Management
Connecticut
$709K 50,370 +359 +0.7%
MLICM
84
Metropolitan Life Insurance Company (MetLife)
New York
$708K 50,336 – –
PP
85
PDT Partners
New York
$687K 48,829 +48,829 New
KIA
86
King Investment Advisors
Texas
$676K 48,020 -250 -0.5%
State Board of Administration of Florida Retirement System
87
State Board of Administration of Florida Retirement System
Florida
$665K 47,248 +433 +0.9%
Legal & General Group
88
Legal & General Group
United Kingdom
$661K 46,965 +1,073 +2%
PPA
89
Parametric Portfolio Associates
Washington
$635K 45,127 -1,958 -4%
Geode Capital Management
90
Geode Capital Management
Massachusetts
$622K 44,215 +9,276 +27%
VKH
91
Virtu KCG Holdings
New York
$601K 42,732 +17,359 +68%
FAAS
92
First Allied Advisory Services
California
$579K 41,285 -6,512 -14%
ICAS
93
Investors Capital Advisory Services
Massachusetts
$572K 40,717 -1,680 -4%
Citigroup
94
Citigroup
New York
$560K 39,787 -12,109 -23%
VOYA Investment Management
95
VOYA Investment Management
Georgia
$538K 38,255 – –
VRS
96
Virginia Retirement Systems
Virginia
$510K 36,265 – –
BA
97
BlackRock Advisors
Delaware
$449K 31,897 +1,361 +4%
MNA
98
Manning & Napier Advisors
New York
$442K 31,450 +31,450 New
SG Americas Securities
99
SG Americas Securities
New York
$431K 30,668 -9,981 -25%
ARTA
100
A.R.T. Advisors
New York
$424K 30,147 +30,147 New
2 3
4
5 6