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Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Market Value Shares Shares
Change 		Shares
Change %
PCM
51
Polaris Capital Management
Massachusetts
$2M 121,860 +3,462 +3%
LSV Asset Management
52
LSV Asset Management
Illinois
$1.99M 120,895 – –
JF
53
Jump Financial
Illinois
$1.89M 115,012 -22,349 -16%
Voloridge Investment Management
54
Voloridge Investment Management
Florida
$1.89M 114,954 +104,249 +974%
CIBC Private Wealth Group
55
CIBC Private Wealth Group
Georgia
$1.88M 114,495 +16,485 +17%
TFCM
56
Taylor Frigon Capital Management
Arizona
$1.85M 112,930 +1,452 +1%
Cambridge Investment Research Advisors
57
Cambridge Investment Research Advisors
Iowa
$1.76M 107,094 +4,805 +5%
DnB Asset Management
58
DnB Asset Management
Norway
$1.73M 105,285 – –
TIM
59
Triad Investment Management
California
$1.72M 104,958 – –
WI
60
Wintrust Investments
Illinois
$1.6M 97,643 +7,216 +8%
Invesco
61
Invesco
Georgia
$1.59M 96,819 -2,895 -3%
LCWP
62
Legacy Capital Wealth Partners
Arkansas
$1.52M 92,519 +92,519 New
Bank of America
63
Bank of America
North Carolina
$1.46M 89,115 +14,953 +20%
DM
64
Delphi Management
Massachusetts
$1.43M 86,831 -1,987 -2%
NFG
65
Nations Financial Group
Iowa
$1.38M 84,080 +1,076 +1%
CNFG
66
Creegan & Nassoura Financial Group
New Hampshire
$1.36M 82,620 -1,200 -1%
Envestnet Asset Management
67
Envestnet Asset Management
Illinois
$1.33M 80,855 +28,608 +55%
IAIM
68
International Assets Investment Management
Florida
$1.32M 80,728 – –
DFCM
69
Dark Forest Capital Management
Puerto Rico
$1.26M 76,685 +30,029 +64%
AR
70
Advisory Research
Illinois
$1.22M 74,164 -211 -0.3%
SW
71
SVB Wealth
Massachusetts
$1.22M 74,141 -96 -0.1%
PAG
72
Private Advisor Group
New Jersey
$1.17M 71,269 -23,010 -24%
Citadel Advisors
73
Citadel Advisors
Florida
$1.14M 69,568 -196,084 -74%
SPIA
74
Steward Partners Investment Advisory
New York
$1.13M 68,698 +30,420 +79%
ECM
75
ExodusPoint Capital Management
New York
$1.13M 68,538 +56,486 +469%
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