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Hercules Capital
HTGC

Overview Fund Activity

236 hedge funds and large institutions have $363M invested in Hercules Capital in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 96 increasing their positions, 64 reducing their positions, and 36 closing their positions.

Holders
236
Holders Change
-12
Holders Change %
-4.84%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
29
Increased
96
Reduced
64
Closed
36
Calls
$4.44M
Puts
$8.7M
Net Calls
-$4.26M
Net Calls Change
-$8.23M

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$17.3M
2
GIP
2
Granite Investment Partners
California
$9.6M
3
Northern Trust
3
Northern Trust
Illinois
$5.11M
4
Citadel Advisors
4
Citadel Advisors
Florida
$3.68M
5
CSS
5
Cubist Systematic Strategies
Connecticut
$3.81M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$0
2
LI
2
Leeward Investments
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$377K
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$0
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$11M
Name Market Value Shares Shares
Change 		Shares
Change %
PCM
51
Polaris Capital Management
Massachusetts
$1.23M 105,798 +8,700 +9%
DnB Asset Management
52
DnB Asset Management
Norway
$1.22M 105,285 +523 +0.5%
OQS
53
Occudo Quantitative Strategies
Florida
$1.16M 100,198 -57,201 -36%
CIBC Private Wealth Group
54
CIBC Private Wealth Group
Georgia
$1.14M 98,010 – –
Osaic Holdings
55
Osaic Holdings
Arizona
$1.12M 96,692 -15,268 -14%
IAIM
56
International Assets Investment Management
Florida
$1.12M 96,678 -4,035 -4%
TIM
57
Triad Investment Management
California
$1.07M 92,233 +27,852 +43%
Cambridge Investment Research Advisors
58
Cambridge Investment Research Advisors
Iowa
$1.04M 89,697 +3,840 +4%
AR
59
Advisory Research
Illinois
$1.03M 89,258 +10,458 +13%
JF
60
Jump Financial
Illinois
$986K 85,161 +85,161 New
CNFG
61
Creegan & Nassoura Financial Group
New Hampshire
$971K 83,820 – –
TFCM
62
Taylor Frigon Capital Management
Arizona
$948K 81,865 +2,011 +3%
PAG
63
Private Advisor Group
New Jersey
$947K 81,803 +9,013 +12%
Mirae Asset Global Investments
64
Mirae Asset Global Investments
South Korea
$944K 81,493 +51,734 +174%
Bank of America
65
Bank of America
North Carolina
$939K 81,086 +707 +0.9%
Deutsche Bank
66
Deutsche Bank
Germany
$930K 80,294 +2,568 +3%
Qube Research & Technologies (QRT)
67
Qube Research & Technologies (QRT)
United Kingdom
$832K 71,855 +31,558 +78%
Baird Financial Group
68
Baird Financial Group
Wisconsin
$794K 68,561 -1,763 -3%
CM
69
Caption Management
Oklahoma
$789K 68,208 +68,208 New
PNAA
70
Pictet North America Advisors
Switzerland
$778K 67,151 -62,865 -48%
BPC
71
Banque Pictet & Cie
Switzerland
$778K 67,151 -62,865 -48%
SW
72
SVB Wealth
Massachusetts
$771K 66,605 +32 +0%
NGA
73
Naples Global Advisors
Florida
$751K 64,819 +1,986 +3%
LCWP
74
Legacy Capital Wealth Partners
Arkansas
$749K 64,710 +2,318 +4%
Voloridge Investment Management
75
Voloridge Investment Management
Florida
$742K 64,076 -165,877 -72%
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