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Hercules Capital
HTGC

Overview Fund Activity

161 hedge funds and large institutions have $393M invested in Hercules Capital in 2018 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 67 reducing their positions, and 25 closing their positions.

Holders
161
Holders Change
-2
Holders Change %
-1.23%
% of All Funds
3.7%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
23
Increased
44
Reduced
67
Closed
25
Calls
$860K
Puts
$1.78M
Net Calls
-$922K
Net Calls Change
+$9K

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$25.6M
2
AM
2
Ares Management
California
$17.1M
3
CFG
3
CNO Financial Group
Indiana
$2.96M
4
CF
4
Centaurus Financial
California
$1.76M
5
OCG
5
Opus Capital Group
Ohio
$1.75M

Top Sellers

1
MC
1
Muzinich & Co
New York
$24.8M
2
MWNA
2
Marshall Wace North America
New York
$2.64M
3
UBS Group
3
UBS Group
Switzerland
$23.2M
4
Millennium Management
4
Millennium Management
New York
$6.76M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$1.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
51
HighTower Advisors
Illinois
$1.03M -$195K -16,157 -16%
PI
52
Putnam Investments
Massachusetts
$1M -$1.77M -146,066 -64%
SFI
53
Susquehanna Fundamental Investments
Pennsylvania
$991K +$991K +81,885 New
SSP
54
Sapphire Star Partners
Washington
$988K -$8.48K -701 -0.9%
TFCM
55
Taylor Frigon Capital Management
Arizona
$963K -$10.1K -837 -1%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$938K +$49.6K +4,094 +6%
HI
57
HBK Investments
Texas
$937K -$32.7K -2,700 -3%
OIA
58
Optimum Investment Advisors
Illinois
$926K – – –
AIM
59
Assured Investment Management
New York
$922K +$922K +76,193 New
NFA
60
Nuveen Fund Advisors
Illinois
$898K -$73.5K -6,072 -8%
Susquehanna International Group
61
Susquehanna International Group
Pennsylvania
$881K +$282K +23,274 +47%
NGA
62
Naples Global Advisors
Florida
$850K -$13.9K -1,145 -2%
CA
63
Cetera Advisors
Colorado
$843K +$190K +15,648 +29%
TRSOTSOK
64
Teachers Retirement System of the State of Kentucky
Kentucky
$765K – – –
Wellington Management Group
65
Wellington Management Group
Massachusetts
$765K – – –
DnB Asset Management
66
DnB Asset Management
Norway
$751K -$73.8K -6,100 -9%
Credit Agricole
67
Credit Agricole
France
$726K +$726K +60,000 New
BCM
68
Buckhead Capital Management
Georgia
$634K – – –
PI
69
PineBridge Investments
New York
$618K +$83.5K +6,901 +16%
D.E. Shaw & Co
70
D.E. Shaw & Co
New York
$600K -$1.44M -118,938 -71%
BTS
71
BB&T Securities
Virginia
$581K -$26.9K -2,223 -4%
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
$578K +$4.85K +401 +0.8%
Northern Trust
73
Northern Trust
Illinois
$560K +$61.2K +5,057 +12%
CSS
74
Cubist Systematic Strategies
Connecticut
$545K +$407K +33,609 +295%
Goldman Sachs
75
Goldman Sachs
New York
$474K +$52.7K +4,354 +13%
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