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Hercules Capital

158 hedge funds and large institutions have $545M invested in Hercules Capital in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $2.73M | Put options by funds: $1.22M

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

14% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 49

12% more capital invested

Capital invested by funds: $486M → $545M (+$58.6M)

1% more funds holding

Funds holding: 156158 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.15% less ownership

Funds ownership: 44.67%43.52% (-1.1%)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
3.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
26
Increased
56
Reduced
49
Closed
22
Calls
$2.73M
Puts
$1.22M
Net Calls
+$1.51M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
PI
26
Putnam Investments
Massachusetts
$4.89M -$727K -49,550 -13%
Stifel Financial
27
Stifel Financial
Missouri
$4.87M +$2.11M +143,715 +81%
MHI
28
Miller Howard Investments
New York
$4.67M
GHAM
29
Gilman Hill Asset Management
Connecticut
$4.63M -$1.22M -83,176 -21%
Two Sigma Advisers
30
Two Sigma Advisers
New York
$4.34M -$814K -55,544 -16%
Invesco
31
Invesco
Georgia
$4.2M -$224K -15,283 -5%
CIP
32
Chartwell Investment Partners
Pennsylvania
$3.95M -$671K -45,744 -15%
BCA
33
Benchmark Capital Advisors
New York
$3.82M -$82.9K -5,656 -2%
MCM
34
McKinley Capital Management
Alaska
$3.72M +$408K +27,819 +13%
WWM
35
Willingdon Wealth Management
North Carolina
$3.21M +$470K +32,022 +18%
Deutsche Bank
36
Deutsche Bank
Germany
$3.16M +$198K +13,487 +7%
TAM
37
Trillium Asset Management
Massachusetts
$3.12M +$988K +67,364 +48%
YMRC
38
Yorktown Management & Research Company
Virginia
$2.88M -$3.81M -260,000 -58%
Legal & General Group
39
Legal & General Group
United Kingdom
$2.76M +$206K +14,021 +8%
PPA
40
Parametric Portfolio Associates
Washington
$2.71M +$428K +29,223 +19%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$2.46M +$109K +7,438 +5%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$1.99M +$1.05M +71,400 +119%
PCM
43
Polaris Capital Management
Massachusetts
$1.98M +$39.3K +2,677 +2%
ERSOT
44
Employees Retirement System of Texas
Texas
$1.77M +$35.1K +2,393 +2%
GA
45
Geneva Advisors
Illinois
$1.68M +$802K +54,674 +97%
AM
46
Ares Management
California
$1.53M
EAM
47
Eventide Asset Management
Massachusetts
$1.51M -$88K -6,000 -6%
NFA
48
Nuveen Fund Advisors
Illinois
$1.49M +$157K +10,726 +12%
Northern Trust
49
Northern Trust
Illinois
$1.45M +$783K +53,428 +127%
Goldman Sachs
50
Goldman Sachs
New York
$1.34M -$470K -32,086 -27%