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Hercules Capital
HTGC

157 hedge funds and large institutions have $449M invested in Hercules Capital in 2014 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 70 increasing their positions, 36 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 36

67% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 15

5% more funds holding

Funds holding: 149 → 157 (+8)

0.31% more ownership

Funds ownership: 50.8% → 51.11% (+0.31%)

13% less capital invested

Capital invested by funds: $518M → $449M (-$68M)

67% less call options, than puts

Call options by funds: $266K | Put options by funds: $795K

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
157
Holders Change
+8
Holders Change %
+5.37%
% of All Funds
4.53%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
25
Increased
70
Reduced
36
Closed
15
Calls
$266K
Puts
$795K
Net Calls
-$529K
Net Calls Change
-$370K

Top Buyers

1
EAM
Edge Asset Management
Washington
+$5.38M
2
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
+$2.87M
3
PCM
Penn Capital Management
Pennsylvania
+$2.74M
4
Morgan Stanley
Morgan Stanley
New York
+$2.61M
5
Northern Trust
Northern Trust
Illinois
+$2.33M

Top Sellers

1
IG
ING Group
Netherlands
-$15.9M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$8.97M
3
DCM
Driehaus Capital Management
Illinois
-$5.53M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.68M
5
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$2.21M
Name Holding Trade Value Shares
Change 		Change in
Stake
PI
26
Putnam Investments
Massachusetts
$4M +$365K +23,287 +9%
TCIM
27
TIAA CREF Investment Management
New York
$3.98M -$114K -7,290 -3%
Two Sigma Investments
28
Two Sigma Investments
New York
$3.92M +$335K +21,378 +8%
MSA
29
Mason Street Advisors
Wisconsin
$3.73M +$40.7K +2,600 +1%
WCM
30
Wedge Capital Management
North Carolina
$3.65M -$1.41M -90,083 -26%
Deutsche Bank
31
Deutsche Bank
Germany
$3.63M +$193K +12,303 +5%
BCA
32
Benchmark Capital Advisors
New York
$3.54M +$27K +1,721 +0.7%
RFC
33
Russell Frank Company
Washington
$3.43M +$1.98M +126,186 +107%
SI
34
Scout Investments
Missouri
$3.38M +$3.52K +225 +0.1%
GHAM
35
Gilman Hill Asset Management
Connecticut
$3.34M +$87.3K +5,570 +2%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$3.15M +$10.7K +680 +0.3%
Millennium Management
37
Millennium Management
New York
$3.09M +$1.55M +99,196 +82%
BIM
38
BlackRock Investment Management
Delaware
$2.96M +$30.2K +1,925 +0.9%
RJA
39
Raymond James & Associates
Florida
$2.66M +$549K +35,046 +23%
PCM
40
Penn Capital Management
Pennsylvania
$2.46M +$2.74M +174,657 New
Vanguard Group
41
Vanguard Group
Pennsylvania
$2.09M -$8.97M -572,319 -79%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$1.98M +$65.8K +4,199 +3%
Fiera Capital (Canada)
43
Fiera Capital (Canada)
Quebec, Canada
$1.86M +$2.07M +132,100 New
Bank of America
44
Bank of America
North Carolina
$1.84M +$1.21M +77,151 +144%
CS
45
Credit Suisse
Switzerland
$1.84M -$85.4K -5,451 -4%
SCM
46
Sterling Capital Management
North Carolina
$1.83M +$1.47M +93,898 +258%
Brown Advisory
47
Brown Advisory
Maryland
$1.66M -$1.17M -74,604 -39%
SI
48
Stephens Inc
Arkansas
$1.63M +$456K +29,132 +34%
NFA
49
Nationwide Fund Advisors
Ohio
$1.6M +$64.7K +4,132 +4%
California State Teachers Retirement System (CalSTRS)
50
California State Teachers Retirement System (CalSTRS)
California
$1.57M +$4.7K +300 +0.3%
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