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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
RBC
251
Romano Brothers & Co
Illinois
$2.64K 200 +200 New
PTC
252
Private Trust Company
Ohio
$2K 181 – –
SWM
253
Spire Wealth Management
Virginia
$2K 119 +4 +3%
GI
254
Gradient Investments
Minnesota
$1.63K 123 +123 New
SIC
255
Salem Investment Counselors
North Carolina
$1.32K 100 -2,200 -96%
GEA
256
Glen Eagle Advisors
New Jersey
$1.32K 100 – –
CIBC Private Wealth Group
257
CIBC Private Wealth Group
Georgia
$1.3K 98,010 – –
PAG
258
Private Advisor Group
New Jersey
$1.02K 77,410 -4,393 -5%
VNA
259
Valley National Advisers
Pennsylvania
$1K 100 – –
CA
260
CoreCap Advisors
Michigan
$330 24 +24 New
Fidelity Investments
261
Fidelity Investments
Massachusetts
$27 2 -1 -33%
OQS
262
Occudo Quantitative Strategies
Florida
– – -100,198 Closed
Qube Research & Technologies (QRT)
263
Qube Research & Technologies (QRT)
United Kingdom
– – -71,855 Closed
Baird Financial Group
264
Baird Financial Group
Wisconsin
– – -68,561 Closed
YIH
265
Y-Intercept (HK)
Hong Kong
– – -58,577 Closed
JCM
266
Jag Capital Management
Missouri
– – -39,501 Closed
WP
267
WMS Partners
Maryland
– – -15,632 Closed
WJWM
268
Williams Jones Wealth Management
New York
– – -14,137 Closed
FC
269
FORA Capital
Florida
– – -12,904 Closed
RWA
270
Redhawk Wealth Advisors
Minnesota
– – -11,602 Closed
Mariner
271
Mariner
Kansas
– – -11,397 Closed
NHC
272
Nicholas Hoffman & Company
Georgia
– – -11,078 Closed
AIP
273
Almanack Investment Partners
Pennsylvania
– – -5,811 Closed
WIM
274
Westside Investment Management
California
– – -1,338 Closed
WOC
275
West Oak Capital
California
– – -500 Closed
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