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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$30.2M
3
VanEck Associates
3
VanEck Associates
New York
$40.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
WTC
226
WhitTier Trust Company
Nevada
$83.3K +$83.3K +5,000 New
MPWT
227
MassMutual Private Wealth & Trust
Connecticut
$81.7K +$81.7K +4,900 New
GRP
228
Global Retirement Partners
California
$81.1K +$60.5K +3,571 +294%
CSC
229
Caldwell Sutter Capital
California
$75.3K +$43K +2,581 +133%
GWM
230
Geneos Wealth Management
Colorado
$75.1K -$302K -18,105 -80%
CCM
231
Chilton Capital Management
Texas
$71.8K – – –
CMBA
232
C.M. Bidwell & Associates
Hawaii
$70.3K +$24.8K +1,490 +55%
JFG
233
Jefferies Financial Group
New York
$69.3K +$17.4K +1,041 +33%
SNB
234
Security National Bank
Nebraska
$66.7K +$66.7K +4,003 New
OCM
235
Orion Capital Management
California
$66.7K – – –
BTI
236
Blue Trust Inc
Georgia
$66K +$66K +4,019 New
Northwestern Mutual Wealth Management
237
Northwestern Mutual Wealth Management
Wisconsin
$63.9K +$35K +2,100 +121%
BLC
238
Brown, Lisle/Cummings
Rhode Island
$63.5K +$63.5K +3,811 New
Nomura Asset Management
239
Nomura Asset Management
Japan
$63.1K – – –
FDCDDQ
240
Federation des caisses Desjardins du Quebec
Quebec, Canada
$59.4K +$28.8K +1,730 +94%
HCM
241
Highlander Capital Management
New Jersey
$58.9K – – –
S
242
SignatureFD
Georgia
$56.4K +$13.2K +789 +30%
CIA
243
Cape Investment Advisory
Georgia
$55.8K +$55.8K +3,349 New
TCM
244
Tradewinds Capital Management
Washington
$54.7K +$1.35K +81 +3%
PS
245
Principal Securities
Iowa
$53.2K +$53.2K +3,194 New
Carson Wealth (CWM LLC)
246
Carson Wealth (CWM LLC)
Nebraska
$52K -$9.69K -577 -16%
CWC
247
Carolinas Wealth Consulting
North Carolina
$49.2K – – –
Deutsche Bank
248
Deutsche Bank
Germany
$46.7K +$1.35K +81 +3%
HCP
249
Hexagon Capital Partners
Arkansas
$46.6K +$9.15K +549 +24%
HCM
250
Hollencrest Capital Management
California
$42K – – –
8 9
10
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