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Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Holding Trade Value Shares
Change 		Shares
Change %
HCP
226
Hexagon Capital Partners
Arkansas
$36.8K +$3.99K +243 +12%
HI
227
Harbour Investments
Wisconsin
$36.4K +$870 +53 +2%
PMFA
228
Plante Moran Financial Advisors
Michigan
$34.2K – – –
KA
229
Kozak & Associates
Colorado
$33.1K +$778 +49 +2%
CFB
230
Cullen/Frost Bankers
Texas
$32.8K – – –
CSC
231
Caldwell Sutter Capital
California
$31.8K – – –
EWP
232
Elevation Wealth Partners
California
$30.1K +$706 +43 +2%
FDCDDQ
233
Federation des caisses Desjardins du Quebec
Quebec, Canada
$30.1K – – –
KFS
234
Kelly Financial Services
Massachusetts
$29.8K +$838 +51 +3%
AAG
235
Armstrong Advisory Group
Massachusetts
$29.6K -$21.3K -1,300 -42%
Northwestern Mutual Wealth Management
236
Northwestern Mutual Wealth Management
Wisconsin
$28.4K – – –
AA
237
AlphaMark Advisors
Kentucky
$28K -$12.8K -771 -31%
MIM
238
Macroview Investment Management
Maryland
$27.8K +$9.26K +564 +50%
AA
239
Ancora Advisors
Ohio
$20.5K – – –
GRP
240
Global Retirement Partners
California
$19.1K – – –
Citigroup
241
Citigroup
New York
$18.7K +$16.8K +1,026 +924%
PFA
242
Pathway Financial Advisers
Indiana
$18.5K +$18.5K +1,125 New
AWM
243
AllSquare Wealth Management
New York
$16.4K – – –
CSPIA
244
Cary Street Partners Investment Advisory
Virginia
$16.4K – – –
NS
245
NBC Securities
Alabama
$16K +$16K +1,030 New
First Manhattan
246
First Manhattan
New York
$13.5K – – –
EWA
247
EverSource Wealth Advisors
Alabama
$12.9K – – –
BCMLT
248
Beacon Capital Management LLC (Tennessee)
Tennessee
$11.8K – – –
PTC
249
Private Trust Company
Ohio
$11.2K – – –
AWM
250
Avior Wealth Management
Nebraska
$10.7K – – –
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10
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