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Hercules Capital
HTGC

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 60

29% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 21

2% more funds holding

Funds holding: 214 → 218 (+4)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

0.67% less ownership

Funds ownership: 27.21% → 26.53% (-0.67%)

5% less capital invested

Capital invested by funds: $537M → $511M (-$25.7M)

14% less call options, than puts

Call options by funds: $9.7M | Put options by funds: $11.3M

Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.82%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
+$4.16M
2
Invesco
Invesco
Georgia
+$2.96M
3
BlackRock
BlackRock
New York
+$2.89M
4
UIC
Uniplan Investment Counsel
Wisconsin
+$2.66M
5
Two Sigma Advisers
Two Sigma Advisers
New York
+$2.36M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$12.8M
2
SAMH
Shanda Asset Management Holdings
British Virgin Islands
-$11.3M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$2.39M
4
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB)
Sweden
-$2.04M
5
MC
Muzinich & Co
New York
-$2.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
IC
226
Inscription Capital
Texas
– -$324K -18,975 Closed
ECM
227
ExodusPoint Capital Management
New York
– -$320K -18,758 Closed
SM
228
Sciencast Management
New Jersey
– -$260K -15,170 Closed
BC
229
Bridgefront Capital
Texas
– -$232K -13,588 Closed
SAS
230
Stelac Advisory Services
New York
– -$220K -12,873 Closed
Marshall Wace
231
Marshall Wace
United Kingdom
– -$201K -11,766 Closed
TI
232
Trexquant Investment
Connecticut
– -$201K -11,757 Closed
Citigroup
233
Citigroup
New York
– -$174K -10,196 Closed
ASN
234
Advisory Services Network
Georgia
– -$114K -6,691 Closed
CG
235
Cutler Group
California
– -$35.7K -2,100 Closed
AWM
236
Avior Wealth Management
Nebraska
– -$18K -1,060 Closed
LWANC
237
Laurel Wealth Advisors (North Carolina)
North Carolina
– -$4K -209 Closed
S
238
SignatureFD
Georgia
– -$1K -61 Closed
Fidelity Investments
239
Fidelity Investments
Massachusetts
– -$153 -9 -82%
6 7 8 9
10

HTGC Hedge Fund Activity: Q3 2021 in Review

218 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q3 2021, worth a combined $511M — down 4.8% from $537M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new HTGC positions and 21 closed out — a net gain of 6 holders — while 83 added to existing stakes and 60 trimmed.

The largest buyer was Two Sigma Investments, adding an estimated $4.16M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $12.8M sold.

  • 218 institutional investors held Hercules Capital (HTGC) as of Q3 2021, up from 214 in Q2 2021.
  • Funds reported $511M of Hercules Capital stock for Q3 2021, down 4.8% quarter-over-quarter.
  • 27 funds opened new Hercules Capital positions in Q3 2021 and 21 closed out, a net change of +6 holders.
  • The largest Hercules Capital buyer in Q3 2021 was Two Sigma Investments, an estimated $4.16M added.
  • The largest Hercules Capital seller in Q3 2021 was Arrowstreet Capital, an estimated $12.8M sold.

Based on aggregated 13F filings for Q3 2021.