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Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
MAFM
226
Mid Atlantic Financial Management
Pennsylvania
– -$217K -13,512 Closed
LGA
227
Lebenthal Global Advisors
New York
– -$210K -13,113 Closed
GAM
228
Gotham Asset Management
New York
– -$207K -12,936 Closed
CAMG
229
CWA Asset Management Group
Florida
– -$185K -11,569 Closed
Jane Street
230
Jane Street
New York
– -$194K -11,326 Closed
BRWA
231
B. Riley Wealth Advisors
Florida
– -$169K -10,504 Closed
Man Group
232
Man Group
United Kingdom
– -$162K -10,105 Closed
WAM
233
Wolverine Asset Management
Illinois
– -$110K -6,877 Closed
RWM
234
RBA Wealth Management
California
– -$64.2K -4,006 Closed
Bank of Montreal
235
Bank of Montreal
Ontario, Canada
– -$62K -3,625 Closed
TCWM
236
Total Clarity Wealth Management
Illinois
– -$41K -2,575 Closed
MWP
237
Meridian Wealth Partners
Pennsylvania
– -$26K -1,609 Closed
QT
238
Quantbot Technologies
New York
– -$22K -1,393 Closed
RWB
239
RMR Wealth Builders
New Jersey
– -$18K -1,093 Closed
HNB
240
Huntington National Bank
Ohio
– -$7K -409 Closed
SFS
241
Sowell Financial Services
Arkansas
– -$5K -295 Closed
AIC
242
Ameritas Investment Company
Nebraska
– -$3.32K -207 Closed
MF
243
Manchester Financial
California
– -$3K -200 Closed
APWM
244
Atlas Private Wealth Management
New York
– -$1K -70 Closed
Fidelity Investments
245
Fidelity Investments
Massachusetts
– +$188 +11 New
6 7 8 9
10

HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.