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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

36 hedge funds and large institutions have $21.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $22.1M → $21.6M (-$448K)

3.65% less ownership

Funds ownership: 26.53% → 22.88% (-3.6%)

10% less funds holding

Funds holding: 40 → 36 (-4)

36% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 14

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$424K
2
GC
Guggenheim Capital
Illinois
+$143K
3
SI
Stephens Inc
Arkansas
+$103K
4
UBS Group
UBS Group
Switzerland
+$102K
5
Wells Fargo
Wells Fargo
California
+$68.5K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.28M
2
Stifel Financial
Stifel Financial
Missouri
-$1.2M
3
CA
Cornerstone Advisors
North Carolina
-$325K
4
SFS
Shaker Financial Services
Virginia
-$272K
5
6M
6 Meridian
Kansas
-$262K
Name Holding Trade Value Shares
Change 		Change in
Stake
Rockefeller Capital Management
26
Rockefeller Capital Management
New York
$10K – – –
NSIM
27
North Star Investment Management
Illinois
$7K -$244 -25 -3%
NNP
28
Nachman Norwood & Parrott
South Carolina
$4K +$4.3K +440 New
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$3K – – –
SFS
30
Sowell Financial Services
Arkansas
$2K -$938 -96 -30%
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
FCB
32
First Command Bank
Texas
$1K – – –
FCFS
33
First Command Financial Services
Texas
$1K – – –
FWM
34
Focused Wealth Management
New York
$1K +$10 +1 +2%
CAL
35
Capital Advisors Ltd
Ohio
$1K +$645 +66 New
Stifel Financial
36
Stifel Financial
Missouri
– -$1.2M -135,502 Closed
6M
37
6 Meridian
Kansas
– -$262K -29,491 Closed
DA
38
Doliver Advisors
Texas
– -$101K -11,327 Closed
PAG
39
Private Advisor Group
New Jersey
– -$3K -330 Closed
CAN
40
Cetera Advisor Networks
California
– -$3K -288 Closed
SF
41
Synovus Financial
Georgia
– -$2K -219 Closed
SPIA
42
Steward Partners Investment Advisory
New York
– -$1K -114 Closed
1
2

GGZ Hedge Fund Activity: Q3 2020 in Review

36 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2020, worth a combined $21.6M — down 2% from $22.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GGZ and 4 opened new positions — a net loss of 4 holders — while 14 trimmed existing stakes and 9 added.

The largest buyer was Raymond James & Associates, adding an estimated $424K. The largest seller was Morgan Stanley, cutting an estimated $1.28M.

  • 36 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2020, down from 40 in Q2 2020.
  • Funds reported $21.6M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2020, down 2% quarter-over-quarter.
  • 4 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2020 and 8 closed out, a net change of -4 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2020 was Raymond James & Associates, an estimated $424K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2020 was Morgan Stanley, an estimated $1.28M sold.

Based on aggregated 13F filings for Q3 2020.