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GGZ

Gabelli Global Small and Mid-Cap Value Trust

45 hedge funds and large institutions have $31.1M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 19 increasing their positions, 7 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 7

1.74% less ownership

Funds ownership: 32.53%30.79% (-1.7%)

15% less funds holding

Funds holding: 5345 (-8)

24% less capital invested

Capital invested by funds: $40.9M → $31.1M (-$9.85M)

80% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 10

Holders
45
Holders Change
-8
Holders Change %
-15.09%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
19
Reduced
7
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.05M -$2.75M -252,238 -23%
Bank of America
2
Bank of America
North Carolina
$4.06M +$631K +57,969 +16%
RJA
3
Raymond James & Associates
Florida
$3.11M -$304K -27,936 -8%
CA
4
Cornerstone Advisors
North Carolina
$2.29M +$53.6K +4,921 +2%
MC
5
Matisse Capital
Oregon
$1.75M +$861K +79,012 +79%
FAAS
6
First Allied Advisory Services
California
$1.4M +$16.3K +1,500 +1%
Lazard Asset Management
7
Lazard Asset Management
New York
$1.18M -$72.5K -6,658 -5%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.13M +$67K +6,151 +6%
PMG
9
Private Management Group
California
$1.12M +$494K +45,325 +66%
LCM
10
Landscape Capital Management
New Jersey
$1.07M +$361K +33,154 +44%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$939K +$360K +33,046 +53%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$926K -$43.2K -3,968 -4%
GCIA
13
Gabelli & Co Investment Advisers
New York
$771K
Geode Capital Management
14
Geode Capital Management
Massachusetts
$610K +$47.2K +4,334 +7%
CL
15
CSS LLC
Illinois
$489K +$38.1K +3,500 +8%
WAM
16
Wolverine Asset Management
Illinois
$419K +$108K +9,889 +30%
GI
17
GAMCO Investors
Connecticut
$368K +$1.34K +123 +0.3%
MML Investors Services
18
MML Investors Services
Massachusetts
$353K +$61.5K +5,643 +19%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$347K +$2.9K +266 +0.8%
Wells Fargo
20
Wells Fargo
California
$167K +$40.5K +3,717 +28%
KAM
21
Knightsbridge Asset Management
California
$142K +$6.48K +595 +4%
6M
22
6 Meridian
Kansas
$124K +$1.73K +159 +1%
Stifel Financial
23
Stifel Financial
Missouri
$98K +$113K +10,332 New
CFA
24
Carroll Financial Associates
North Carolina
$62K +$65.4K +6,000 +18,750%
UBS Group
25
UBS Group
Switzerland
$31K -$14.8K -1,356 -30%

GGZ Hedge Fund Activity: Q4 2018 in Review

45 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2018, worth a combined $31.1M — down 24% from $40.9M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of GGZ and 2 opened new positions — a net loss of 8 holders — while 7 trimmed existing stakes and 19 added.

The largest buyer was Matisse Capital, adding an estimated $861K. The largest seller was Morgan Stanley, cutting an estimated $2.75M.

  • 45 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2018, down from 53 in Q3 2018.
  • Funds reported $31.1M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2018, down 24% quarter-over-quarter.
  • 2 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2018 and 10 closed out, a net change of -8 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2018 was Matisse Capital, an estimated $861K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2018 was Morgan Stanley, an estimated $2.75M sold.

Based on aggregated 13F filings for Q4 2018.