GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

45 hedge funds and large institutions have $31.1M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 19 increasing their positions, 7 reducing their positions, and 10 closing their positions.

Holders
45
Holders Change
-8
Holders Change %
-15.09%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
19
Reduced
7
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$1.75M
2
Bank of America
2
Bank of America
North Carolina
$4.06M
3
PMG
3
Private Management Group
California
$1.12M
4
LCM
4
Landscape Capital Management
New Jersey
$1.07M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$939K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.05M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
CCP
3
Cardan Capital Partners
Colorado
$0
4
FIMG
4
Financial & Investment Management Group
Michigan
$0
5
RJA
5
Raymond James & Associates
Florida
$3.11M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.05M 822,789 -252,238 -23%
Bank of America
2
Bank of America
North Carolina
$4.06M 415,583 +57,969 +16%
RJA
3
Raymond James & Associates
Florida
$3.11M 317,776 -27,936 -8%
CA
4
Cornerstone Advisors
North Carolina
$2.29M 233,954 +4,921 +2%
MC
5
Matisse Capital
Oregon
$1.75M 179,200 +79,012 +79%
FAAS
6
First Allied Advisory Services
California
$1.4M 142,946 +1,500 +1%
Lazard Asset Management
7
Lazard Asset Management
New York
$1.18M 120,764 -6,658 -5%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.13M 115,175 +6,151 +6%
PMG
9
Private Management Group
California
$1.12M 114,421 +45,325 +66%
LCM
10
Landscape Capital Management
New Jersey
$1.07M 109,063 +33,154 +44%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$939K 95,846 +33,046 +53%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$926K 94,693 -3,968 -4%
GCIA
13
Gabelli & Co Investment Advisers
New York
$771K 78,828 – –
Geode Capital Management
14
Geode Capital Management
Massachusetts
$610K 62,268 +4,334 +7%
CL
15
CSS LLC
Illinois
$489K 50,004 +3,500 +8%
WAM
16
Wolverine Asset Management
Illinois
$419K 42,944 +9,889 +30%
GI
17
GAMCO Investors
Connecticut
$368K 37,648 +123 +0.3%
MML Investors Services
18
MML Investors Services
Massachusetts
$353K 36,059 +5,643 +19%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$347K 35,439 +266 +0.8%
Wells Fargo
20
Wells Fargo
California
$167K 17,081 +3,717 +28%
KAM
21
Knightsbridge Asset Management
California
$142K 14,523 +595 +4%
6M
22
6 Meridian
Kansas
$124K 12,722 +159 +1%
Stifel Financial
23
Stifel Financial
Missouri
$98K 10,332 +10,332 New
CFA
24
Carroll Financial Associates
North Carolina
$62K 6,032 +6,000 +18,750%
UBS Group
25
UBS Group
Switzerland
$31K 3,093 -1,356 -30%
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