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GGZ

Gabelli Global Small and Mid-Cap Value Trust

38 hedge funds and large institutions have $31.5M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more capital invested

Capital invested by funds: $27.8M → $31.5M (+$3.68M)

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

0.29% more ownership

Funds ownership: 23.01%23.3% (+0.29%)

0% more funds holding

Funds holding: 3838 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

Holders
38
Holders Change
Holders Change %
0%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$5.42M +$778K +56,364 +18%
Bank of America
2
Bank of America
North Carolina
$5.08M +$38.9K +2,814 +0.8%
Morgan Stanley
3
Morgan Stanley
New York
$4.57M +$644K +46,643 +17%
MC
4
Matisse Capital
Oregon
$3.34M -$63.5K -4,600 -2%
PMG
5
Private Management Group
California
$2.69M -$43.1K -3,119 -2%
Wells Fargo
6
Wells Fargo
California
$1.93M +$219K +15,890 +14%
UBS Group
7
UBS Group
Switzerland
$1.31M -$3.41K -247 -0.3%
GCIA
8
Gabelli & Co Investment Advisers
New York
$1.27M +$57.2K +4,145 +5%
CA
9
Cornerstone Advisors
North Carolina
$1.18M -$537K -38,854 -32%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.12M +$97.6K +7,065 +10%
CL
11
CSS LLC
Illinois
$773K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$544K -$125K -9,067 -20%
GI
13
GAMCO Investors
Connecticut
$494K -$17.2K -1,244 -4%
SI
14
Stephens Inc
Arkansas
$460K -$139K -10,100 -24%
PAIM
15
Punch & Associates Investment Management
Minnesota
$445K -$87K -6,297 -17%
1WA
16
180 Wealth Advisors
Washington
$230K +$45.7K +3,310 +29%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$212K +$201K +14,540 New
PAG
18
Private Advisor Group
New Jersey
$200K +$26.9K +1,950 +17%
AA
19
Ancora Advisors
Ohio
$73K
IAIM
20
International Assets Investment Management
Florida
$61K
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$41K
FIA
22
FNY Investment Advisers
New York
$30K -$497 -36 -2%
Osaic Holdings
23
Osaic Holdings
Arizona
$16K +$262 +19 +2%
NSIM
24
North Star Investment Management
Illinois
$7K
JPLA
25
Joseph P. Lucia & Associates
New York
$5K +$4.88K +353 New

GGZ Hedge Fund Activity: Q1 2021 in Review

38 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q1 2021, worth a combined $31.5M — up 13% from $27.8M a quarter earlier.

Fund positioning in GGZ was balanced in Q1 2021: 7 funds opened new positions, 7 closed out, 10 added to existing stakes and 9 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $778K. The largest seller was Cornerstone Advisors, cutting an estimated $537K.

  • 38 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $31.5M of Gabelli Global Small and Mid-Cap Value Trust stock for Q1 2021, up 13% quarter-over-quarter.
  • 7 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q1 2021 and 7 closed out, a net change of 0 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q1 2021 was Raymond James & Associates, an estimated $778K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q1 2021 was Cornerstone Advisors, an estimated $537K sold.

Based on aggregated 13F filings for Q1 2021.