GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

38 hedge funds and large institutions have $31.5M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$5.42M
2
Morgan Stanley
2
Morgan Stanley
New York
$4.57M
3
Wells Fargo
3
Wells Fargo
California
$1.93M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$212K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$1.12M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$1.18M
2
LCM
2
Landscape Capital Management
New Jersey
$0
3
CCP
3
Cardan Capital Partners
Colorado
$0
4
SI
4
Stephens Inc
Arkansas
$460K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$544K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$5.42M 371,713 +56,364 +18%
Bank of America
2
Bank of America
North Carolina
$5.08M 348,381 +2,814 +0.8%
Morgan Stanley
3
Morgan Stanley
New York
$4.57M 313,301 +46,643 +17%
MC
4
Matisse Capital
Oregon
$3.34M 228,847 -4,600 -2%
PMG
5
Private Management Group
California
$2.69M 184,457 -3,119 -2%
Wells Fargo
6
Wells Fargo
California
$1.93M 132,311 +15,890 +14%
UBS Group
7
UBS Group
Switzerland
$1.31M 90,036 -247 -0.3%
GCIA
8
Gabelli & Co Investment Advisers
New York
$1.27M 86,856 +4,145 +5%
CA
9
Cornerstone Advisors
North Carolina
$1.18M 81,048 -38,854 -32%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.12M 76,720 +7,065 +10%
CL
11
CSS LLC
Illinois
$773K 52,995 – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$544K 37,301 -9,067 -20%
GI
13
GAMCO Investors
Connecticut
$494K 33,830 -1,244 -4%
SI
14
Stephens Inc
Arkansas
$460K 31,549 -10,100 -24%
PAIM
15
Punch & Associates Investment Management
Minnesota
$445K 30,476 -6,297 -17%
1WA
16
180 Wealth Advisors
Washington
$230K 14,671 +3,310 +29%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$212K 14,540 +14,540 New
PAG
18
Private Advisor Group
New Jersey
$200K 13,715 +1,950 +17%
AA
19
Ancora Advisors
Ohio
$73K 5,000 – –
IAIM
20
International Assets Investment Management
Florida
$61K 4,680 – –
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$41K 2,820 – –
FIA
22
FNY Investment Advisers
New York
$30K 2,074 -36 -2%
Osaic Holdings
23
Osaic Holdings
Arizona
$16K 1,182 +19 +2%
NSIM
24
North Star Investment Management
Illinois
$7K 450 – –
JPLA
25
Joseph P. Lucia & Associates
New York
$5K 353 +353 New
1
2