GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

42 hedge funds and large institutions have $25.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.27M
2
PMG
2
Private Management Group
California
$800K
3
BC
3
Brinker Capital
Pennsylvania
$549K
4
RJA
4
Raymond James & Associates
Florida
$2.16M
5
SFS
5
Shaker Financial Services
Virginia
$137K

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$289K
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$318K
3
Lazard Asset Management
3
Lazard Asset Management
New York
$1.17M
4
FIMG
4
Financial & Investment Management Group
Michigan
$763K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$573K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.27M 814,220 +115,721 +17%
RJA
2
Raymond James & Associates
Florida
$2.16M 189,189 +13,225 +8%
MC
3
Matisse Capital
Oregon
$2.08M 182,403 -5 -0%
Bank of America
4
Bank of America
North Carolina
$2.07M 181,388 +7,548 +4%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.17M 102,915 -7,100 -6%
CA
6
Cornerstone Advisors
North Carolina
$1.07M 93,961 +10,671 +13%
KIM
7
Karpus Investment Management
New York
$808K 70,974 +84 +0.1%
PMG
8
Private Management Group
California
$800K 70,219 +70,219 New
KAM
9
Knightsbridge Asset Management
California
$774K 67,990 – –
FIMG
10
Financial & Investment Management Group
Michigan
$763K 66,986 -5,267 -7%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$711K 62,430 +2,218 +4%
GCIA
12
Gabelli & Co Investment Advisers
New York
$601K 52,773 +583 +1%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$573K 50,280 -3,127 -6%
BC
14
Brinker Capital
Pennsylvania
$549K 48,188 +48,188 New
1CP
15
1607 Capital Partners
Virginia
$338K 29,677 -1,800 -6%
CL
16
CSS LLC
Illinois
$328K 28,754 +317 +1%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$318K 27,949 -32,116 -53%
LCM
18
Landscape Capital Management
New Jersey
$289K 25,388 -33,827 -57%
FAAS
19
First Allied Advisory Services
California
$228K 20,047 +1,783 +10%
GI
20
GAMCO Investors
Connecticut
$207K 18,148 +1,206 +7%
Wells Fargo
21
Wells Fargo
California
$178K 15,593 -1,455 -9%
SFS
22
Shaker Financial Services
Virginia
$137K 12,000 +12,000 New
UBS Group
23
UBS Group
Switzerland
$124K 10,881 +496 +5%
TDC
24
Thompson Davis & Co
Virginia
$80K 7,000 +7,000 New
WAM
25
Wolverine Asset Management
Illinois
$46K 4,046 +4,046 New
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