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GGZ

Gabelli Global Small and Mid-Cap Value Trust

42 hedge funds and large institutions have $25.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

17% more capital invested

Capital invested by funds: $22.1M → $25.7M (+$3.66M)

2.2% more ownership

Funds ownership: 25.85%28.04% (+2.2%)

7% less funds holding

Funds holding: 4542 (-3)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.27M +$1.28M +115,721 +17%
RJA
2
Raymond James & Associates
Florida
$2.15M +$147K +13,225 +8%
MC
3
Matisse Capital
Oregon
$2.08M -$55 -5 -0%
Bank of America
4
Bank of America
North Carolina
$2.07M +$83.6K +7,548 +4%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.17M -$78.7K -7,100 -6%
CA
6
Cornerstone Advisors
North Carolina
$1.07M +$118K +10,671 +13%
KIM
7
Karpus Investment Management
New York
$808K +$931 +84 +0.1%
PMG
8
Private Management Group
California
$800K +$778K +70,219 New
KAM
9
Knightsbridge Asset Management
California
$774K
FIMG
10
Financial & Investment Management Group
Michigan
$763K -$58.3K -5,267 -7%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$711K +$24.6K +2,218 +4%
GCIA
12
Gabelli & Co Investment Advisers
New York
$601K +$6.46K +583 +1%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$573K -$34.6K -3,127 -6%
BC
14
Brinker Capital
Pennsylvania
$549K +$534K +48,188 New
1CP
15
1607 Capital Partners
Virginia
$338K -$19.9K -1,800 -6%
CL
16
CSS LLC
Illinois
$328K +$3.51K +317 +1%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$318K -$356K -32,116 -53%
LCM
18
Landscape Capital Management
New Jersey
$289K -$375K -33,827 -57%
FAAS
19
First Allied Advisory Services
California
$228K +$19.8K +1,783 +10%
GI
20
GAMCO Investors
Connecticut
$207K +$13.4K +1,206 +7%
Wells Fargo
21
Wells Fargo
California
$178K -$16.1K -1,455 -9%
SFS
22
Shaker Financial Services
Virginia
$137K +$133K +12,000 New
UBS Group
23
UBS Group
Switzerland
$124K +$5.5K +496 +5%
TDC
24
Thompson Davis & Co
Virginia
$80K +$77.5K +7,000 New
WAM
25
Wolverine Asset Management
Illinois
$46K +$44.8K +4,046 New

GGZ Hedge Fund Activity: Q1 2017 in Review

42 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q1 2017, worth a combined $25.7M — up 17% from $22.1M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GGZ and 5 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 15 added.

The largest buyer was Morgan Stanley, adding an estimated $1.28M. The largest seller was Landscape Capital Management, cutting an estimated $375K.

  • 42 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q1 2017, down from 45 in Q4 2016.
  • Funds reported $25.7M of Gabelli Global Small and Mid-Cap Value Trust stock for Q1 2017, up 17% quarter-over-quarter.
  • 5 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q1 2017 and 6 closed out, a net change of -1 holder.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q1 2017 was Morgan Stanley, an estimated $1.28M added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q1 2017 was Landscape Capital Management, an estimated $375K sold.

Based on aggregated 13F filings for Q1 2017.