GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

41 hedge funds and large institutions have $30.2M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
12
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$1.06M
2
WAM
Wolverine Asset Management
Illinois
+$437K
3
Stifel Financial
Stifel Financial
Missouri
+$371K
4
FAAS
First Allied Advisory Services
California
+$314K
5
PAG
Private Advisor Group
New Jersey
+$302K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$2.46M
2
RJA
Raymond James & Associates
Florida
-$620K
3
GI
GAMCO Investors
Connecticut
-$151K
4
MML Investors Services
MML Investors Services
Massachusetts
-$134K
5
Bank of America
Bank of America
North Carolina
-$103K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.1M -$2.46M -221,353 -26%
Bank of America
2
Bank of America
North Carolina
$3.56M -$103K -9,231 -3%
RJA
3
Raymond James & Associates
Florida
$2.94M -$620K -55,710 -17%
MC
4
Matisse Capital
Oregon
$2.15M -$568 -51 -0%
SFS
5
Shaker Financial Services
Virginia
$1.83M +$1.06M +94,951 +136%
FAAS
6
First Allied Advisory Services
California
$1.77M +$314K +28,319 +22%
PMG
7
Private Management Group
California
$1.7M +$271K +24,375 +19%
LCM
8
Landscape Capital Management
New Jersey
$1.22M +$67.2K +6,040 +6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.13M +$128K +11,468 +13%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.01M -$61.7K -5,546 -6%
GCIA
11
Gabelli & Co Investment Advisers
New York
$910K +$11.3K +1,012 +1%
Stifel Financial
12
Stifel Financial
Missouri
$604K +$371K +33,265 +159%
CL
13
CSS LLC
Illinois
$564K +$6.97K +626 +1%
Wells Fargo
14
Wells Fargo
California
$530K +$213K +19,095 +67%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$467K -$62.8K -5,650 -12%
WAM
16
Wolverine Asset Management
Illinois
$437K +$437K +39,285 New
GI
17
GAMCO Investors
Connecticut
$386K -$151K -13,552 -28%
UBS Group
18
UBS Group
Switzerland
$379K -$74.8K -6,716 -16%
PAG
19
Private Advisor Group
New Jersey
$302K +$302K +27,115 New
MML Investors Services
20
MML Investors Services
Massachusetts
$290K -$134K -12,081 -32%
AA
21
Ancora Advisors
Ohio
$256K +$256K +23,000 New
RTS
22
Round Table Services
New Jersey
$216K – – –
6M
23
6 Meridian
Kansas
$155K -$20K -1,792 -11%
SKK
24
Shepherd Kaplan Krochuk
Massachusetts
$134K – – –
KAM
25
Knightsbridge Asset Management
California
$126K – – –
1
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