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GGZ

Gabelli Global Small and Mid-Cap Value Trust

36 hedge funds and large institutions have $21.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $22.1M → $21.6M (-$448K)

3.65% less ownership

Funds ownership: 26.53%22.88% (-3.6%)

10% less funds holding

Funds holding: 4036 (-4)

36% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 14

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
14
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$3.24M -$86.6K -8,862 -3%
RJA
2
Raymond James & Associates
Florida
$2.85M +$424K +43,375 +18%
MC
3
Matisse Capital
Oregon
$2.35M -$194K -19,900 -8%
Morgan Stanley
4
Morgan Stanley
New York
$2.26M -$1.28M -130,930 -37%
PMG
5
Private Management Group
California
$1.96M -$73.4K -7,510 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.23M -$21.2K -2,166 -2%
CA
7
Cornerstone Advisors
North Carolina
$1.02M -$325K -33,234 -25%
Wells Fargo
8
Wells Fargo
California
$995K +$68.5K +7,011 +8%
UBS Group
9
UBS Group
Switzerland
$989K +$102K +10,480 +12%
GCIA
10
Gabelli & Co Investment Advisers
New York
$835K
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$731K -$15.8K -1,619 -2%
CL
12
CSS LLC
Illinois
$535K +$8.24K +843 +2%
PAIM
13
Punch & Associates Investment Management
Minnesota
$467K +$45.6K +4,661 +11%
WAM
14
Wolverine Asset Management
Illinois
$380K +$63.2K +6,471 +21%
GI
15
GAMCO Investors
Connecticut
$354K
LCM
16
Landscape Capital Management
New Jersey
$304K -$143K -14,666 -33%
MML Investors Services
17
MML Investors Services
Massachusetts
$189K -$81.5K -8,335 -31%
CRC
18
Curi RMB Capital
Illinois
$181K +$3.91K +400 +2%
CCP
19
Cardan Capital Partners
Colorado
$159K -$87.2K -8,922 -36%
GC
20
Guggenheim Capital
Illinois
$147K +$143K +14,614 New
SFS
21
Shaker Financial Services
Virginia
$121K -$272K -27,841 -70%
1WA
22
180 Wealth Advisors
Washington
$120K +$9.48K +970 +9%
SI
23
Stephens Inc
Arkansas
$106K +$103K +10,544 New
AA
24
Ancora Advisors
Ohio
$50K
Osaic Holdings
25
Osaic Holdings
Arizona
$13K -$176 -18 -1%

GGZ Hedge Fund Activity: Q3 2020 in Review

36 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2020, worth a combined $21.6M — down 2% from $22.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GGZ and 4 opened new positions — a net loss of 4 holders — while 14 trimmed existing stakes and 9 added.

The largest buyer was Raymond James & Associates, adding an estimated $424K. The largest seller was Morgan Stanley, cutting an estimated $1.28M.

  • 36 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2020, down from 40 in Q2 2020.
  • Funds reported $21.6M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2020, down 2% quarter-over-quarter.
  • 4 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2020 and 8 closed out, a net change of -4 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2020 was Raymond James & Associates, an estimated $424K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2020 was Morgan Stanley, an estimated $1.28M sold.

Based on aggregated 13F filings for Q3 2020.