GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

36 hedge funds and large institutions have $21.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.85M
2
GC
2
Guggenheim Capital
Illinois
$147K
3
SI
3
Stephens Inc
Arkansas
$106K
4
UBS Group
4
UBS Group
Switzerland
$989K
5
Wells Fargo
5
Wells Fargo
California
$995K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.26M
2
Stifel Financial
2
Stifel Financial
Missouri
$0
3
CA
3
Cornerstone Advisors
North Carolina
$1.02M
4
SFS
4
Shaker Financial Services
Virginia
$121K
5
6M
5
6 Meridian
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$3.24M 321,505 -8,862 -3%
RJA
2
Raymond James & Associates
Florida
$2.85M 282,247 +43,375 +18%
MC
3
Matisse Capital
Oregon
$2.36M 233,447 -19,900 -8%
Morgan Stanley
4
Morgan Stanley
New York
$2.26M 223,728 -130,930 -37%
PMG
5
Private Management Group
California
$1.96M 193,792 -7,510 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.23M 121,698 -2,166 -2%
CA
7
Cornerstone Advisors
North Carolina
$1.02M 101,104 -33,234 -25%
Wells Fargo
8
Wells Fargo
California
$995K 98,577 +7,011 +8%
UBS Group
9
UBS Group
Switzerland
$989K 98,061 +10,480 +12%
GCIA
10
Gabelli & Co Investment Advisers
New York
$835K 82,711 – –
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$731K 72,448 -1,619 -2%
CL
12
CSS LLC
Illinois
$535K 52,995 +843 +2%
PAIM
13
Punch & Associates Investment Management
Minnesota
$467K 46,290 +4,661 +11%
WAM
14
Wolverine Asset Management
Illinois
$380K 37,711 +6,471 +21%
GI
15
GAMCO Investors
Connecticut
$354K 35,074 – –
LCM
16
Landscape Capital Management
New Jersey
$304K 30,115 -14,666 -33%
MML Investors Services
17
MML Investors Services
Massachusetts
$189K 18,717 -8,335 -31%
CRC
18
Curi RMB Capital
Illinois
$181K 17,900 +400 +2%
CCP
19
Cardan Capital Partners
Colorado
$159K 15,765 -8,922 -36%
GC
20
Guggenheim Capital
Illinois
$147K 14,614 +14,614 New
SFS
21
Shaker Financial Services
Virginia
$121K 12,039 -27,841 -70%
1WA
22
180 Wealth Advisors
Washington
$120K 11,515 +970 +9%
SI
23
Stephens Inc
Arkansas
$106K 10,544 +10,544 New
AA
24
Ancora Advisors
Ohio
$50K 5,000 – –
Osaic Holdings
25
Osaic Holdings
Arizona
$13K 1,342 -18 -1%
1
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