GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

49 hedge funds and large institutions have $20.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$1.13M
2
SFS
2
Shaker Financial Services
Virginia
$361K
3
CA
3
Cornerstone Advisors
North Carolina
$438K
4
LCM
4
Landscape Capital Management
New Jersey
$1.24M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$478K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.54M
2
LPL Financial
2
LPL Financial
California
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$1.17M
4
UBS Group
4
UBS Group
Switzerland
$185K
5
Bank of America
5
Bank of America
North Carolina
$1.42M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.54M 533,573 -55,421 -9%
RJA
2
Raymond James & Associates
Florida
$1.69M 162,610 +441 +0.3%
Bank of America
3
Bank of America
North Carolina
$1.42M 136,510 -6,918 -5%
LCM
4
Landscape Capital Management
New Jersey
$1.24M 119,272 +11,994 +11%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.17M 112,110 -8,570 -7%
MC
6
Matisse Capital
Oregon
$1.13M 109,000 +93,474 +602%
KIM
7
Karpus Investment Management
New York
$802K 77,240 -150 -0.2%
KAM
8
Knightsbridge Asset Management
California
$711K 68,940 +450 +0.7%
FIMG
9
Financial & Investment Management Group
Michigan
$678K 65,297 +570 +0.9%
Citigroup
10
Citigroup
New York
$649K 62,245 +4,192 +7%
GCIA
11
Gabelli & Co Investment Advisers
New York
$542K 52,190 – –
Geode Capital Management
12
Geode Capital Management
Massachusetts
– – – –
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$478K 46,008 +5,611 +14%
CA
14
Cornerstone Advisors
North Carolina
$438K 41,959 +16,379 +64%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$428K 41,269 +504 +1%
VFS
16
VSR Financial Services
Kansas
$421K 40,515 – –
SFS
17
Shaker Financial Services
Virginia
$361K 34,823 +34,823 New
RCM
18
Rivernorth Capital Management
Florida
$344K 33,117 – –
1CP
19
1607 Capital Partners
Virginia
$343K 33,077 – –
CL
20
CSS LLC
Illinois
$295K 28,437 – –
Wells Fargo
21
Wells Fargo
California
$252K 24,260 +3,367 +16%
UBS Group
22
UBS Group
Switzerland
$185K 17,810 -7,335 -29%
GI
23
GAMCO Investors
Connecticut
$173K 16,644 – –
DA
24
Doliver Advisors
Texas
$163K 15,523 +3,633 +31%
FAAS
25
First Allied Advisory Services
California
$157K 15,081 -313 -2%
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