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GGZ

Gabelli Global Small and Mid-Cap Value Trust

49 hedge funds and large institutions have $20.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

11% more funds holding

Funds holding: 4449 (+5)

6% more capital invested

Capital invested by funds: $19.1M → $20.3M (+$1.14M)

1.55% more ownership

Funds ownership: 22.06%23.6% (+1.5%)

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.54M -$580K -55,421 -9%
RJA
2
Raymond James & Associates
Florida
$1.69M +$4.62K +441 +0.3%
Bank of America
3
Bank of America
North Carolina
$1.42M -$72.4K -6,918 -5%
LCM
4
Landscape Capital Management
New Jersey
$1.24M +$126K +11,994 +11%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.17M -$89.7K -8,570 -7%
MC
6
Matisse Capital
Oregon
$1.13M +$978K +93,474 +602%
KIM
7
Karpus Investment Management
New York
$802K -$1.57K -150 -0.2%
KAM
8
Knightsbridge Asset Management
California
$711K +$4.71K +450 +0.7%
FIMG
9
Financial & Investment Management Group
Michigan
$678K +$5.97K +570 +0.9%
Citigroup
10
Citigroup
New York
$649K +$43.9K +4,192 +7%
GCIA
11
Gabelli & Co Investment Advisers
New York
$542K
Geode Capital Management
12
Geode Capital Management
Massachusetts
$530K
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$478K +$58.7K +5,611 +14%
CA
14
Cornerstone Advisors
North Carolina
$438K +$171K +16,379 +64%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$428K +$5.28K +504 +1%
VFS
16
VSR Financial Services
Kansas
$421K
SFS
17
Shaker Financial Services
Virginia
$361K +$364K +34,823 New
RCM
18
Rivernorth Capital Management
Florida
$344K
1CP
19
1607 Capital Partners
Virginia
$343K
CL
20
CSS LLC
Illinois
$295K
Wells Fargo
21
Wells Fargo
California
$252K +$35.2K +3,367 +16%
UBS Group
22
UBS Group
Switzerland
$185K -$76.8K -7,335 -29%
GI
23
GAMCO Investors
Connecticut
$173K
DA
24
Doliver Advisors
Texas
$163K +$38K +3,633 +31%
FAAS
25
First Allied Advisory Services
California
$157K -$3.28K -313 -2%

GGZ Hedge Fund Activity: Q2 2016 in Review

49 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q2 2016, worth a combined $20.3M — up 6% from $19.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new GGZ positions and 4 closed out — a net gain of 5 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Matisse Capital, adding an estimated $978K. The largest seller was Morgan Stanley, cutting an estimated $580K.

  • 49 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q2 2016, up from 44 in Q1 2016.
  • Funds reported $20.3M of Gabelli Global Small and Mid-Cap Value Trust stock for Q2 2016, up 6% quarter-over-quarter.
  • 9 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q2 2016 and 4 closed out, a net change of +5 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q2 2016 was Matisse Capital, an estimated $978K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q2 2016 was Morgan Stanley, an estimated $580K sold.

Based on aggregated 13F filings for Q2 2016.