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GGZ

Gabelli Global Small and Mid-Cap Value Trust

45 hedge funds and large institutions have $17.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

2% more funds holding

Funds holding: 4445 (+1)

14% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 14

18.34% less ownership

Funds ownership: 38.52%20.18% (-18%)

45% less capital invested

Capital invested by funds: $31.4M → $17.3M (-$14.1M)

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.09M +$581K +56,284 +11%
RJA
2
Raymond James & Associates
Florida
$1.71M +$238K +23,021 +16%
Bank of America
3
Bank of America
North Carolina
$1.55M -$14.2K -1,379 -0.9%
Lazard Asset Management
4
Lazard Asset Management
New York
$1.25M -$2.79K -270 -0.2%
KIM
5
Karpus Investment Management
New York
$826K -$16M -1,548,585 -95%
FIMG
6
Financial & Investment Management Group
Michigan
$694K -$70.4K -6,824 -9%
GCIA
7
Gabelli & Co Investment Advisers
New York
$543K +$539K +52,190 New
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$469K +$89.5K +8,671 +24%
LCM
9
Landscape Capital Management
New Jersey
$434K +$53.7K +5,205 +14%
VFS
10
VSR Financial Services
Kansas
$421K -$82.6K -8,000 -16%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$421K -$8.82K -855 -2%
1CP
12
1607 Capital Partners
Virginia
$401K +$29.7K +2,877 +8%
KAM
13
Knightsbridge Asset Management
California
$379K +$376K +36,440 New
RCM
14
Rivernorth Capital Management
Florida
$344K +$184K +17,780 +116%
Wells Fargo
15
Wells Fargo
California
$326K +$20.5K +1,985 +7%
CL
16
CSS LLC
Illinois
$296K
UBS Group
17
UBS Group
Switzerland
$245K -$42K -4,065 -15%
GI
18
GAMCO Investors
Connecticut
$173K -$487K -47,190 -74%
FAAS
19
First Allied Advisory Services
California
$166K
LPL Financial
20
LPL Financial
California
$160K +$161K +15,638 New
GCP
21
GSA Capital Partners
United Kingdom
$146K +$9.36K +907 +7%
PAIM
22
Punch & Associates Investment Management
Minnesota
$52.7K +$52.3K +5,070 New
WRM
23
Westport Resources Management
Connecticut
$40K +$774 +75 +2%
AAM
24
Advisors Asset Management
Colorado
$30K -$32.2K -3,119 -52%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$8K -$808K -78,330 -99%

GGZ Hedge Fund Activity: Q4 2015 in Review

45 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2015, worth a combined $17.3M — down 45% from $31.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GGZ positions and 6 closed out — a net gain of 1 holder — while 12 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $581K. The largest seller was Karpus Investment Management, cutting an estimated $16M.

  • 45 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2015, up from 44 in Q3 2015.
  • Funds reported $17.3M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2015, down 45% quarter-over-quarter.
  • 7 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2015 and 6 closed out, a net change of +1 holder.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2015 was Morgan Stanley, an estimated $581K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2015 was Karpus Investment Management, an estimated $16M sold.

Based on aggregated 13F filings for Q4 2015.