GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

45 hedge funds and large institutions have $17.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 6 closing their positions.

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.09M
2
GCIA
2
Gabelli & Co Investment Advisers
New York
$543K
3
KAM
3
Knightsbridge Asset Management
California
$379K
4
RJA
4
Raymond James & Associates
Florida
$1.71M
5
RCM
5
Rivernorth Capital Management
Florida
$344K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$826K
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$8K
3
GI
3
GAMCO Investors
Connecticut
$173K
4
TSS
4
Two Sigma Securities
New York
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.09M 585,247 +56,284 +11%
RJA
2
Raymond James & Associates
Florida
$1.71M 164,793 +23,021 +16%
Bank of America
3
Bank of America
North Carolina
$1.55M 149,474 -1,379 -0.9%
Lazard Asset Management
4
Lazard Asset Management
New York
$1.25M 120,580 -270 -0.2%
KIM
5
Karpus Investment Management
New York
$826K 79,390 -1,548,585 -95%
FIMG
6
Financial & Investment Management Group
Michigan
$694K 66,746 -6,824 -9%
GCIA
7
Gabelli & Co Investment Advisers
New York
$543K 52,190 +52,190 New
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$469K 45,090 +8,671 +24%
LCM
9
Landscape Capital Management
New Jersey
$434K 41,763 +5,205 +14%
VFS
10
VSR Financial Services
Kansas
$421K 40,515 -8,000 -16%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$421K 40,455 -855 -2%
1CP
12
1607 Capital Partners
Virginia
$401K 38,542 +2,877 +8%
KAM
13
Knightsbridge Asset Management
California
$379K 36,440 +36,440 New
RCM
14
Rivernorth Capital Management
Florida
$344K 33,117 +17,780 +116%
Wells Fargo
15
Wells Fargo
California
$326K 31,353 +1,985 +7%
CL
16
CSS LLC
Illinois
$296K 28,437 – –
UBS Group
17
UBS Group
Switzerland
$245K 23,618 -4,065 -15%
GI
18
GAMCO Investors
Connecticut
$173K 16,644 -47,190 -74%
FAAS
19
First Allied Advisory Services
California
$166K 15,783 – –
LPL Financial
20
LPL Financial
California
$160K 15,638 +15,638 New
GCP
21
GSA Capital Partners
United Kingdom
$146K 14,000 +907 +7%
PAIM
22
Punch & Associates Investment Management
Minnesota
$52.7K 5,070 +5,070 New
WRM
23
Westport Resources Management
Connecticut
$40K 3,887 +75 +2%
AAM
24
Advisors Asset Management
Colorado
$30K 2,866 -3,119 -52%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$8K 756 -78,330 -99%
1
2 3