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GGZ

Gabelli Global Small and Mid-Cap Value Trust

47 hedge funds and large institutions have $37M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

19% more capital invested

Capital invested by funds: $31.1M → $37M (+$5.95M)

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

4% more funds holding

Funds holding: 4547 (+2)

0.29% less ownership

Funds ownership: 30.79%30.5% (-0.29%)

Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
13
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.3M +$603K +53,025 +6%
RJA
2
Raymond James & Associates
Florida
$4.44M +$678K +59,601 +19%
Bank of America
3
Bank of America
North Carolina
$4.38M -$489K -43,003 -10%
CA
4
Cornerstone Advisors
North Carolina
$2.76M +$6.49K +571 +0.2%
MC
5
Matisse Capital
Oregon
$2.6M +$473K +41,600 +23%
FAAS
6
First Allied Advisory Services
California
$1.55M -$136K -11,983 -8%
PMG
7
Private Management Group
California
$1.43M +$75.5K +6,641 +6%
Lazard Asset Management
8
Lazard Asset Management
New York
$1.42M
LCM
9
Landscape Capital Management
New Jersey
$1.32M +$34.7K +3,050 +3%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.24M -$112K -9,880 -9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.06M -$54.8K -4,815 -5%
GCIA
12
Gabelli & Co Investment Advisers
New York
$939K +$10.7K +941 +1%
CL
13
CSS LLC
Illinois
$588K
Geode Capital Management
14
Geode Capital Management
Massachusetts
$556K -$170K -14,962 -24%
MML Investors Services
15
MML Investors Services
Massachusetts
$445K +$20.1K +1,770 +5%
GI
16
GAMCO Investors
Connecticut
$443K
Wells Fargo
17
Wells Fargo
California
$304K +$99.4K +8,741 +51%
RTS
18
Round Table Services
New Jersey
$228K +$221K +19,400 New
Stifel Financial
19
Stifel Financial
Missouri
$194K +$70.5K +6,195 +60%
6M
20
6 Meridian
Kansas
$173K +$22.7K +1,994 +16%
KAM
21
Knightsbridge Asset Management
California
$159K -$11.4K -1,000 -7%
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$142K +$137K +12,030 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$137K -$958K -84,226 -88%
CFA
24
Carroll Financial Associates
North Carolina
$70K
UBS Group
25
UBS Group
Switzerland
$55K +$18.4K +1,619 +52%

GGZ Hedge Fund Activity: Q1 2019 in Review

47 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q1 2019, worth a combined $37M — up 19% from $31.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GGZ positions and 3 closed out — a net gain of 2 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $678K. The largest seller was Susquehanna International Group, cutting an estimated $958K.

  • 47 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q1 2019, up from 45 in Q4 2018.
  • Funds reported $37M of Gabelli Global Small and Mid-Cap Value Trust stock for Q1 2019, up 19% quarter-over-quarter.
  • 5 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q1 2019 and 3 closed out, a net change of +2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q1 2019 was Raymond James & Associates, an estimated $678K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q1 2019 was Susquehanna International Group, an estimated $958K sold.

Based on aggregated 13F filings for Q1 2019.