GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

47 hedge funds and large institutions have $37M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
13
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$701K
2
Morgan Stanley
Morgan Stanley
New York
+$624K
3
MC
Matisse Capital
Oregon
+$490K
4
RTS
Round Table Services
New Jersey
+$228K
5
SKK
Shepherd Kaplan Krochuk
Massachusetts
+$142K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$993K
2
Bank of America
Bank of America
North Carolina
-$506K
3
WAM
Wolverine Asset Management
Illinois
-$419K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$347K
5
Geode Capital Management
Geode Capital Management
Massachusetts
-$176K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.3M +$624K +53,025 +6%
RJA
2
Raymond James & Associates
Florida
$4.44M +$701K +59,601 +19%
Bank of America
3
Bank of America
North Carolina
$4.39M -$506K -43,003 -10%
CA
4
Cornerstone Advisors
North Carolina
$2.76M +$6.72K +571 +0.2%
MC
5
Matisse Capital
Oregon
$2.6M +$490K +41,600 +23%
FAAS
6
First Allied Advisory Services
California
$1.55M -$142K -11,983 -8%
PMG
7
Private Management Group
California
$1.43M +$78.2K +6,641 +6%
Lazard Asset Management
8
Lazard Asset Management
New York
$1.42M – – –
LCM
9
Landscape Capital Management
New Jersey
$1.32M +$35.9K +3,050 +3%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.24M -$116K -9,880 -9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.06M -$56.7K -4,815 -5%
GCIA
12
Gabelli & Co Investment Advisers
New York
$939K +$11.1K +941 +1%
CL
13
CSS LLC
Illinois
$588K – – –
Geode Capital Management
14
Geode Capital Management
Massachusetts
$556K -$176K -14,962 -24%
MML Investors Services
15
MML Investors Services
Massachusetts
$445K +$20.8K +1,770 +5%
GI
16
GAMCO Investors
Connecticut
$443K – – –
Wells Fargo
17
Wells Fargo
California
$304K +$103K +8,741 +51%
RTS
18
Round Table Services
New Jersey
$228K +$228K +19,400 New
Stifel Financial
19
Stifel Financial
Missouri
$194K +$72.7K +6,195 +60%
6M
20
6 Meridian
Kansas
$173K +$23.4K +1,994 +16%
KAM
21
Knightsbridge Asset Management
California
$159K -$11.8K -1,000 -7%
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$142K +$142K +12,030 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$137K -$993K -84,226 -88%
CFA
24
Carroll Financial Associates
North Carolina
$70K – – –
UBS Group
25
UBS Group
Switzerland
$55K +$18.9K +1,619 +52%
1
2