We are live on ! Find out more
GGZ

Gabelli Global Small and Mid-Cap Value Trust

42 hedge funds and large institutions have $21.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $20.3M → $21.7M (+$1.45M)

1.35% more ownership

Funds ownership: 23.6%24.95% (+1.3%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

14% less funds holding

Funds holding: 4942 (-7)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
42
Holders Change
-7
Holders Change %
-14.29%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.34M +$570K +53,015 +10%
RJA
2
Raymond James & Associates
Florida
$1.79M +$34.9K +3,249 +2%
Bank of America
3
Bank of America
North Carolina
$1.47M -$4.48K -417 -0.3%
MC
4
Matisse Capital
Oregon
$1.26M +$79.8K +7,420 +7%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.18M -$27.5K -2,554 -2%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$834K +$830K +77,245 New
KIM
7
Karpus Investment Management
New York
$814K -$21K -1,950 -3%
Citigroup
8
Citigroup
New York
$798K +$125K +11,648 +19%
LCM
9
Landscape Capital Management
New Jersey
$741K -$546K -50,759 -43%
KAM
10
Knightsbridge Asset Management
California
$735K -$10.2K -950 -1%
CA
11
Cornerstone Advisors
North Carolina
$733K +$278K +25,887 +62%
FIMG
12
Financial & Investment Management Group
Michigan
$710K +$4.03K +375 +0.6%
SFS
13
Shaker Financial Services
Virginia
$685K +$307K +28,580 +82%
GCIA
14
Gabelli & Co Investment Advisers
New York
$564K
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$512K +$14.5K +1,351 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$440K -$6.51K -606 -1%
RCM
17
Rivernorth Capital Management
Florida
$358K
1CP
18
1607 Capital Partners
Virginia
$345K -$12.9K -1,200 -4%
CL
19
CSS LLC
Illinois
$307K
Wells Fargo
20
Wells Fargo
California
$239K -$24.1K -2,240 -9%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$226K +$225K +20,940 New
UBS Group
22
UBS Group
Switzerland
$214K +$21.5K +1,996 +11%
GI
23
GAMCO Investors
Connecticut
$181K +$1.05K +98 +0.6%
FAAS
24
First Allied Advisory Services
California
$154K -$9.05K -842 -6%
WRM
25
Westport Resources Management
Connecticut
$37K

GGZ Hedge Fund Activity: Q3 2016 in Review

42 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2016, worth a combined $21.7M — up 7.2% from $20.3M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GGZ and 2 opened new positions — a net loss of 4 holders — while 13 trimmed existing stakes and 12 added.

The largest buyer was Geode Capital Management, opening a new position worth an estimated $830K. The largest seller was Landscape Capital Management, cutting an estimated $546K.

  • 42 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2016, down from 49 in Q2 2016.
  • Funds reported $21.7M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2016, up 7.2% quarter-over-quarter.
  • 2 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2016 and 6 closed out, a net change of -4 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2016 was Geode Capital Management, an estimated $830K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2016 was Landscape Capital Management, an estimated $546K sold.

Based on aggregated 13F filings for Q3 2016.