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GGZ

Gabelli Global Small and Mid-Cap Value Trust

44 hedge funds and large institutions have $31.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

5% more funds holding

Funds holding: 4244 (+2)

3.31% more ownership

Funds ownership: 35.21%38.52% (+3.3%)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

2% more capital invested

Capital invested by funds: $30.8M → $31.4M (+$567K)

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
12
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$16.1M +$2.08M +201,581 +14%
Morgan Stanley
2
Morgan Stanley
New York
$5.25M +$227K +22,020 +4%
Bank of America
3
Bank of America
North Carolina
$1.5M +$11.8K +1,147 +0.8%
RJA
4
Raymond James & Associates
Florida
$1.41M +$246K +23,801 +20%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.2M -$24.3K -2,349 -2%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$785K +$3.1K +300 +0.4%
FIMG
7
Financial & Investment Management Group
Michigan
$730K -$36.4K -3,527 -5%
GI
8
GAMCO Investors
Connecticut
$633K
VFS
9
VSR Financial Services
Kansas
$481K
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$410K -$14.1K -1,368 -3%
LCM
11
Landscape Capital Management
New Jersey
$363K +$31.3K +3,033 +9%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$361K -$32.6K -3,154 -8%
1CP
13
1607 Capital Partners
Virginia
$354K +$215K +20,845 +141%
Wells Fargo
14
Wells Fargo
California
$290K +$28.4K +2,748 +10%
CL
15
CSS LLC
Illinois
$282K
UBS Group
16
UBS Group
Switzerland
$275K +$14.8K +1,432 +5%
RCM
17
Rivernorth Capital Management
Florida
$152K +$158K +15,337 New
FAAS
18
First Allied Advisory Services
California
$149K +$11.2K +1,087 +7%
GCP
19
GSA Capital Partners
United Kingdom
$130K +$135K +13,093 New
TSS
20
Two Sigma Securities
New York
$117K +$121K +11,758 New
VKH
21
Virtu KCG Holdings
New York
$109K +$113K +10,973 New
GC
22
Guggenheim Capital
Illinois
$102K -$7.46K -723 -7%
AAM
23
Advisors Asset Management
Colorado
$59K -$111K -10,740 -64%
WRM
24
Westport Resources Management
Connecticut
$38K -$1.29K -125 -3%
NSIM
25
North Star Investment Management
Illinois
$25K -$2.19K -212 -8%

GGZ Hedge Fund Activity: Q3 2015 in Review

44 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2015, worth a combined $31.4M — up 1.8% from $30.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new GGZ positions and 7 closed out — a net gain of 2 holders — while 12 added to existing stakes and 11 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $2.08M. The largest seller was Doliver Advisors, exiting entirely with an estimated $147K sold.

  • 44 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2015, up from 42 in Q2 2015.
  • Funds reported $31.4M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2015, up 1.8% quarter-over-quarter.
  • 9 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2015 and 7 closed out, a net change of +2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2015 was Karpus Investment Management, an estimated $2.08M added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2015 was Doliver Advisors, an estimated $147K sold.

Based on aggregated 13F filings for Q3 2015.