GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

44 hedge funds and large institutions have $31.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
12
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$16.2M
2
RJA
2
Raymond James & Associates
Florida
$1.41M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.25M
4
1CP
4
1607 Capital Partners
Virginia
$354K
5
RCM
5
Rivernorth Capital Management
Florida
$152K

Top Sellers

1
DA
1
Doliver Advisors
Texas
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
AAM
3
Advisors Asset Management
Colorado
$59K
4
Invesco
4
Invesco
Georgia
$0
5
FIMG
5
Financial & Investment Management Group
Michigan
$730K
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$16.2M 1,627,975 +201,581 +14%
Morgan Stanley
2
Morgan Stanley
New York
$5.25M 528,963 +22,020 +4%
Bank of America
3
Bank of America
North Carolina
$1.5M 150,853 +1,147 +0.8%
RJA
4
Raymond James & Associates
Florida
$1.41M 141,772 +23,801 +20%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.2M 120,850 -2,349 -2%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$785K 79,086 +300 +0.4%
FIMG
7
Financial & Investment Management Group
Michigan
$730K 73,570 -3,527 -5%
GI
8
GAMCO Investors
Connecticut
$633K 63,834 – –
VFS
9
VSR Financial Services
Kansas
$481K 48,515 – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$410K 41,310 -1,368 -3%
LCM
11
Landscape Capital Management
New Jersey
$363K 36,558 +3,033 +9%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$361K 36,419 -3,154 -8%
1CP
13
1607 Capital Partners
Virginia
$354K 35,665 +20,845 +141%
Wells Fargo
14
Wells Fargo
California
$290K 29,368 +2,748 +10%
CL
15
CSS LLC
Illinois
$282K 28,437 – –
UBS Group
16
UBS Group
Switzerland
$275K 27,683 +1,432 +5%
RCM
17
Rivernorth Capital Management
Florida
$152K 15,337 +15,337 New
FAAS
18
First Allied Advisory Services
California
$149K 15,783 +1,087 +7%
GCP
19
GSA Capital Partners
United Kingdom
$130K 13,093 +13,093 New
TSS
20
Two Sigma Securities
New York
$117K 11,758 +11,758 New
VKH
21
Virtu KCG Holdings
New York
$109K 10,973 +10,973 New
GC
22
Guggenheim Capital
Illinois
$102K 10,294 -723 -7%
AAM
23
Advisors Asset Management
Colorado
$59K 5,985 -10,740 -64%
WRM
24
Westport Resources Management
Connecticut
$38K 3,812 -125 -3%
NSIM
25
North Star Investment Management
Illinois
$25K 2,523 -212 -8%
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