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GGZ

Gabelli Global Small and Mid-Cap Value Trust

37 hedge funds and large institutions have $24.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

0.29% more ownership

Funds ownership: 26.59%26.88% (+0.29%)

8% less funds holding

Funds holding: 4037 (-3)

13% less capital invested

Capital invested by funds: $28.6M → $24.8M (-$3.77M)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
8
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AW
1
Atlas Wealth
Ohio
$6.3M -$84.1K -7,228 -1%
Morgan Stanley
2
Morgan Stanley
New York
$3.78M -$58.1K -4,996 -1%
PMG
3
Private Management Group
California
$3.06M +$374K +32,139 +12%
Bank of America
4
Bank of America
North Carolina
$2.75M -$33.4K -2,869 -1%
RJA
5
Raymond James & Associates
Florida
$1.18M -$28.6K -2,457 -2%
UBS Group
6
UBS Group
Switzerland
$903K -$20.7K -1,784 -2%
GCIA
7
Gabelli & Co Investment Advisers
New York
$857K
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$788K +$13.3K +1,140 +2%
SI
9
Stephens Inc
Arkansas
$770K +$46.8K +4,020 +6%
Wells Fargo
10
Wells Fargo
California
$722K -$9.7K -834 -1%
1WA
11
180 Wealth Advisors
Washington
$541K +$46.1K +3,964 +8%
CL
12
CSS LLC
Illinois
$493K +$8.18K +703 +1%
SFS
13
Shaker Financial Services
Virginia
$474K +$532K +45,766 New
Osaic Holdings
14
Osaic Holdings
Arizona
$452K +$59K +5,077 +13%
SWM
15
Silverlake Wealth Management
Vermont
$348K +$83.9K +7,212 +27%
GI
16
GAMCO Investors
Connecticut
$327K
RJFSA
17
Raymond James Financial Services Advisors
Florida
$242K -$105K -9,042 -28%
CA
18
Cornerstone Advisors
North Carolina
$216K -$33K -2,838 -12%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$131K +$81 +7 +0.1%
Comerica Bank
20
Comerica Bank
Texas
$130K +$146K +12,573 New
AA
21
AQR Arbitrage
Connecticut
$116K +$130K +11,158 New
WAM
22
Wolverine Asset Management
Illinois
$106K +$107K +9,229 +939%
AA
23
Ancora Advisors
Ohio
$51.8K
NS
24
NBC Securities
Alabama
$30K +$34.5K +2,967 New
SPIA
25
Steward Partners Investment Advisory
New York
$26.8K +$26.8K +2,305 +820%

GGZ Hedge Fund Activity: Q3 2023 in Review

37 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2023, worth a combined $24.8M — down 13% from $28.6M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GGZ and 5 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 14 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $532K. The largest seller was Royal Bank of Canada, exiting entirely with an estimated $957K sold.

  • 37 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2023, down from 40 in Q2 2023.
  • Funds reported $24.8M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2023, down 13% quarter-over-quarter.
  • 5 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2023 and 8 closed out, a net change of -3 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2023 was Shaker Financial Services, an estimated $532K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2023 was Royal Bank of Canada, an estimated $957K sold.

Based on aggregated 13F filings for Q3 2023.