GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

43 hedge funds and large institutions have $28.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$770K
2
WAM
2
Wolverine Asset Management
Illinois
$583K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$494K
4
Morgan Stanley
4
Morgan Stanley
New York
$10.4M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$457K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$0
2
BC
2
Brinker Capital
Pennsylvania
$0
3
FIMG
3
Financial & Investment Management Group
Michigan
$797K
4
Wells Fargo
4
Wells Fargo
California
$175K
5
LCM
5
Landscape Capital Management
New Jersey
$304K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.4M 844,089 +29,869 +4%
RJA
2
Raymond James & Associates
Florida
$2.4M 193,857 +4,668 +2%
MC
3
Matisse Capital
Oregon
$2.3M 186,288 +3,885 +2%
Bank of America
4
Bank of America
North Carolina
$2.23M 180,748 -640 -0.4%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.27M 102,915 – –
CA
6
Cornerstone Advisors
North Carolina
$1.17M 94,505 +544 +0.6%
PMG
7
Private Management Group
California
$859K 69,519 -700 -1%
KAM
8
Knightsbridge Asset Management
California
$836K 67,640 -350 -0.5%
FIMG
9
Financial & Investment Management Group
Michigan
$797K 64,503 -2,483 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$775K 62,694 +264 +0.4%
SFS
11
Shaker Financial Services
Virginia
$770K 62,279 +50,279 +419%
GCIA
12
Gabelli & Co Investment Advisers
New York
$652K 52,773 – –
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$649K 52,499 +2,219 +4%
WAM
14
Wolverine Asset Management
Illinois
$583K 47,205 +43,159 +1,067%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$494K 40,005 +40,005 New
Geode Capital Management
16
Geode Capital Management
Massachusetts
$457K 37,029 +9,080 +32%
1CP
17
1607 Capital Partners
Virginia
$363K 29,377 -300 -1%
CL
18
CSS LLC
Illinois
$355K 28,754 – –
LCM
19
Landscape Capital Management
New Jersey
$304K 24,591 -797 -3%
FAAS
20
First Allied Advisory Services
California
$258K 21,283 +1,236 +6%
GI
21
GAMCO Investors
Connecticut
$226K 18,315 +167 +0.9%
Wells Fargo
22
Wells Fargo
California
$175K 14,081 -1,512 -10%
UBS Group
23
UBS Group
Switzerland
$128K 10,371 -510 -5%
TDC
24
Thompson Davis & Co
Virginia
$99K 8,000 +1,000 +14%
NSIM
25
North Star Investment Management
Illinois
$15K 1,182 – –
1
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