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GGZ

Gabelli Global Small and Mid-Cap Value Trust

43 hedge funds and large institutions have $28.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

11% more capital invested

Capital invested by funds: $25.7M → $28.7M (+$2.92M)

2% more funds holding

Funds holding: 4243 (+1)

1.74% more ownership

Funds ownership: 28.04%29.78% (+1.7%)

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.4M +$355K +29,869 +4%
RJA
2
Raymond James & Associates
Florida
$2.4M +$55.6K +4,668 +2%
MC
3
Matisse Capital
Oregon
$2.3M +$46.2K +3,885 +2%
Bank of America
4
Bank of America
North Carolina
$2.23M -$7.62K -640 -0.4%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.27M
CA
6
Cornerstone Advisors
North Carolina
$1.17M +$6.47K +544 +0.6%
PMG
7
Private Management Group
California
$859K -$8.33K -700 -1%
KAM
8
Knightsbridge Asset Management
California
$836K -$4.17K -350 -0.5%
FIMG
9
Financial & Investment Management Group
Michigan
$797K -$29.6K -2,483 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$775K +$3.14K +264 +0.4%
SFS
11
Shaker Financial Services
Virginia
$770K +$598K +50,279 +419%
GCIA
12
Gabelli & Co Investment Advisers
New York
$652K
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$649K +$26.4K +2,219 +4%
WAM
14
Wolverine Asset Management
Illinois
$583K +$514K +43,159 +1,067%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$494K +$476K +40,005 New
Geode Capital Management
16
Geode Capital Management
Massachusetts
$457K +$108K +9,080 +32%
1CP
17
1607 Capital Partners
Virginia
$363K -$3.57K -300 -1%
CL
18
CSS LLC
Illinois
$355K
LCM
19
Landscape Capital Management
New Jersey
$304K -$9.49K -797 -3%
FAAS
20
First Allied Advisory Services
California
$258K +$14.7K +1,236 +6%
GI
21
GAMCO Investors
Connecticut
$226K +$1.99K +167 +0.9%
Wells Fargo
22
Wells Fargo
California
$175K -$18K -1,512 -10%
UBS Group
23
UBS Group
Switzerland
$128K -$6.07K -510 -5%
TDC
24
Thompson Davis & Co
Virginia
$99K +$11.9K +1,000 +14%
NSIM
25
North Star Investment Management
Illinois
$15K

GGZ Hedge Fund Activity: Q2 2017 in Review

43 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q2 2017, worth a combined $28.7M — up 11% from $25.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new GGZ positions and 3 closed out — a net gain of 1 holder — while 14 added to existing stakes and 11 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $598K. The largest seller was Karpus Investment Management, exiting entirely with an estimated $808K sold.

  • 43 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q2 2017, up from 42 in Q1 2017.
  • Funds reported $28.7M of Gabelli Global Small and Mid-Cap Value Trust stock for Q2 2017, up 11% quarter-over-quarter.
  • 4 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q2 2017 and 3 closed out, a net change of +1 holder.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q2 2017 was Shaker Financial Services, an estimated $598K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q2 2017 was Karpus Investment Management, an estimated $808K sold.

Based on aggregated 13F filings for Q2 2017.