GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

40 hedge funds and large institutions have $28.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2023 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GCIA
Gabelli & Co Investment Advisers
New York
$991K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$957K
3
AW
Atlas Wealth
Ohio
$7.57M
4
RJA
Raymond James & Associates
Florida
$1.39M
5
SI
Stephens Inc
Arkansas
$842K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$4.43M
2
WAM
Wolverine Asset Management
Illinois
$11.8K
3
CA
Cornerstone Advisors
North Carolina
$284K
4
SWM
Silverlake Wealth Management
Vermont
$316K
5
Wells Fargo
Wells Fargo
California
$845K
Name Holding Trade Value Shares
Change 		Shares
Change %
AW
1
Atlas Wealth
Ohio
$7.57M +$162K +13,170 +2%
Morgan Stanley
2
Morgan Stanley
New York
$4.43M -$464K -38,723 -9%
Bank of America
3
Bank of America
North Carolina
$3.22M +$14.5K +1,210 +0.5%
PMG
4
Private Management Group
California
$3.15M +$60.5K +5,048 +2%
RJA
5
Raymond James & Associates
Florida
$1.39M +$71.4K +5,956 +5%
UBS Group
6
UBS Group
Switzerland
$1.07M +$11.1K +925 +1%
GCIA
7
Gabelli & Co Investment Advisers
New York
$991K +$991K +82,711 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$957K +$185K +15,479 +24%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$898K +$20.8K +1,737 +2%
Wells Fargo
10
Wells Fargo
California
$845K -$17.2K -1,434 -2%
SI
11
Stephens Inc
Arkansas
$842K +$65.3K +5,450 +8%
1WA
12
180 Wealth Advisors
Washington
$576K +$42.8K +3,582 +8%
CL
13
CSS LLC
Illinois
$562K +$7.66K +639 +1%
Osaic Holdings
14
Osaic Holdings
Arizona
$462K +$7.65K +638 +2%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$388K +$14.3K +1,193 +4%
GI
16
GAMCO Investors
Connecticut
$379K – – –
SWM
17
Silverlake Wealth Management
Vermont
$316K -$50.2K -4,193 -14%
CA
18
Cornerstone Advisors
North Carolina
$284K -$58.4K -4,873 -17%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$151K +$84 +7 +0.1%
AA
20
Ancora Advisors
Ohio
$59.9K – – –
WAM
21
Wolverine Asset Management
Illinois
$11.8K -$60.5K -5,047 -84%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$6.56K -$120 -10 -2%
NSIM
23
North Star Investment Management
Illinois
$5.39K – – –
TWC
24
TD Waterhouse Canada
Ontario, Canada
$3.77K – – –
SPIA
25
Steward Partners Investment Advisory
New York
$3.37K -$3.21K -267 -49%
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