GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

38 hedge funds and large institutions have $27.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
9
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.48M
2
RJA
2
Raymond James & Associates
Florida
$4.12M
3
SI
3
Stephens Inc
Arkansas
$544K
4
Bank of America
4
Bank of America
North Carolina
$4.51M
5
CA
5
Cornerstone Advisors
North Carolina
$1.57M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$605K
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
MML Investors Services
3
MML Investors Services
Massachusetts
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
GC
5
Guggenheim Capital
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.51M 345,567 +24,062 +7%
RJA
2
Raymond James & Associates
Florida
$4.12M 315,349 +33,102 +12%
Morgan Stanley
3
Morgan Stanley
New York
$3.48M 266,658 +42,930 +19%
MC
4
Matisse Capital
Oregon
$3.05M 233,447 – –
PMG
5
Private Management Group
California
$2.45M 187,576 -6,216 -3%
CA
6
Cornerstone Advisors
North Carolina
$1.57M 119,902 +18,798 +19%
Wells Fargo
7
Wells Fargo
California
$1.52M 116,421 +17,844 +18%
UBS Group
8
UBS Group
Switzerland
$1.18M 90,283 -7,778 -8%
GCIA
9
Gabelli & Co Investment Advisers
New York
$1.08M 82,711 – –
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$910K 69,655 -2,793 -4%
CL
11
CSS LLC
Illinois
$692K 52,995 – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$605K 46,368 -75,330 -62%
SI
13
Stephens Inc
Arkansas
$544K 41,649 +31,105 +295%
PAIM
14
Punch & Associates Investment Management
Minnesota
$480K 36,773 -9,517 -21%
GI
15
GAMCO Investors
Connecticut
$458K 35,074 – –
LCM
16
Landscape Capital Management
New Jersey
$336K 25,751 -4,364 -14%
CCP
17
Cardan Capital Partners
Colorado
$206K 15,765 – –
PAG
18
Private Advisor Group
New Jersey
$153K 11,765 +11,765 New
1WA
19
180 Wealth Advisors
Washington
$150K 11,361 -154 -1%
PFO
20
Pathstone Family Office
New Jersey
$131K 10,000 +10,000 New
AA
21
Ancora Advisors
Ohio
$65K 5,000 – –
IAIM
22
International Assets Investment Management
Florida
$61K 4,680 +4,680 New
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$36K 2,820 +1,820 +182%
FIA
24
FNY Investment Advisers
New York
$27K 2,110 +2,110 New
Osaic Holdings
25
Osaic Holdings
Arizona
$14K 1,163 -179 -13%
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