GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

40 hedge funds and large institutions have $22.1M invested in Gabelli Global Small and Mid-Cap Value Trust in 2020 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 7 closing their positions.

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
15
Reduced
7
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$2.25M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$370K
3
SFS
3
Shaker Financial Services
Virginia
$354K
4
WAM
4
Wolverine Asset Management
Illinois
$277K
5
CA
5
Cornerstone Advisors
North Carolina
$1.19M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.15M
2
FAAS
2
First Allied Advisory Services
California
$0
3
AA
3
Ancora Advisors
Ohio
$44K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
LCM
5
Landscape Capital Management
New Jersey
$398K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.15M 354,658 -141,758 -29%
Bank of America
2
Bank of America
North Carolina
$2.93M 330,367 +18,674 +6%
MC
3
Matisse Capital
Oregon
$2.25M 253,347 +48,133 +23%
RJA
4
Raymond James & Associates
Florida
$2.12M 238,872 +6,250 +3%
PMG
5
Private Management Group
California
$1.79M 201,302 -1,651 -0.8%
Stifel Financial
6
Stifel Financial
Missouri
$1.2M 135,502 +1,035 +0.8%
CA
7
Cornerstone Advisors
North Carolina
$1.19M 134,338 +23,838 +22%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.1M 123,864 +7,393 +6%
Wells Fargo
9
Wells Fargo
California
$813K 91,566 +16,919 +23%
UBS Group
10
UBS Group
Switzerland
$778K 87,581 +5,762 +7%
GCIA
11
Gabelli & Co Investment Advisers
New York
$734K 82,711 – –
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$660K 74,067 -6,800 -8%
CL
13
CSS LLC
Illinois
$463K 52,152 +919 +2%
LCM
14
Landscape Capital Management
New Jersey
$398K 44,781 -12,821 -22%
PAIM
15
Punch & Associates Investment Management
Minnesota
$370K 41,629 +41,629 New
SFS
16
Shaker Financial Services
Virginia
$354K 39,880 +39,880 New
GI
17
GAMCO Investors
Connecticut
$311K 35,074 – –
WAM
18
Wolverine Asset Management
Illinois
$277K 31,240 +31,240 New
6M
19
6 Meridian
Kansas
$262K 29,491 +3,309 +13%
MML Investors Services
20
MML Investors Services
Massachusetts
$240K 27,052 +263 +1%
CCP
21
Cardan Capital Partners
Colorado
$219K 24,687 -11,531 -32%
CRC
22
Curi RMB Capital
Illinois
$155K 17,500 +17,500 New
DA
23
Doliver Advisors
Texas
$101K 11,327 +11,327 New
1WA
24
180 Wealth Advisors
Washington
$98K 10,545 +10,545 New
AA
25
Ancora Advisors
Ohio
$44K 5,000 -70,000 -93%
1
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