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GGZ

Gabelli Global Small and Mid-Cap Value Trust

37 hedge funds and large institutions have $19.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 6

2.27% less ownership

Funds ownership: 30.03%27.76% (-2.3%)

10% less funds holding

Funds holding: 4137 (-4)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

43% less capital invested

Capital invested by funds: $34.3M → $19.4M (-$14.8M)

Holders
37
Holders Change
-4
Holders Change %
-9.76%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
13
Reduced
6
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.61M -$516K -49,671 -9%
Bank of America
2
Bank of America
North Carolina
$2.27M +$140K +13,503 +5%
RJA
3
Raymond James & Associates
Florida
$1.69M -$60K -5,777 -2%
MC
4
Matisse Capital
Oregon
$1.49M +$172K +16,561 +9%
PMG
5
Private Management Group
California
$1.48M +$484K +46,631 +30%
FAAS
6
First Allied Advisory Services
California
$1.16M -$12.8K -1,229 -0.8%
Stifel Financial
7
Stifel Financial
Missouri
$974K +$624K +60,159 +81%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$847K +$30.9K +2,976 +3%
CA
9
Cornerstone Advisors
North Carolina
$803K -$1.4M -135,301 -55%
GCIA
10
Gabelli & Co Investment Advisers
New York
$601K
UBS Group
11
UBS Group
Switzerland
$595K +$160K +15,380 +23%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$588K -$121K -11,693 -13%
AA
13
Ancora Advisors
Ohio
$545K +$420K +40,500 +117%
Wells Fargo
14
Wells Fargo
California
$542K +$138K +13,256 +22%
LCM
15
Landscape Capital Management
New Jersey
$419K -$271K -26,121 -31%
CL
16
CSS LLC
Illinois
$372K
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$369K +$527K +50,748 New
CCP
18
Cardan Capital Partners
Colorado
$263K +$376K +36,218 New
GI
19
GAMCO Investors
Connecticut
$255K
MML Investors Services
20
MML Investors Services
Massachusetts
$195K +$5.3K +511 +2%
6M
21
6 Meridian
Kansas
$190K +$119K +11,493 +78%
KAM
22
Knightsbridge Asset Management
California
$79K
Goldman Sachs
23
Goldman Sachs
New York
$77K +$110K +10,594 New
Osaic Holdings
24
Osaic Holdings
Arizona
$16K +$23.9K +2,306 New
WAP
25
Wealthcare Advisory Partners
Pennsylvania
$9K

GGZ Hedge Fund Activity: Q1 2020 in Review

37 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q1 2020, worth a combined $19.4M — down 43% from $34.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GGZ and 7 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 13 added.

The largest buyer was Stifel Financial, adding an estimated $624K. The largest seller was Cornerstone Advisors, cutting an estimated $1.4M.

  • 37 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q1 2020, down from 41 in Q4 2019.
  • Funds reported $19.4M of Gabelli Global Small and Mid-Cap Value Trust stock for Q1 2020, down 43% quarter-over-quarter.
  • 7 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q1 2020 and 9 closed out, a net change of -2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q1 2020 was Stifel Financial, an estimated $624K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q1 2020 was Cornerstone Advisors, an estimated $1.4M sold.

Based on aggregated 13F filings for Q1 2020.