GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

38 hedge funds and large institutions have $26.5M invested in Gabelli Global Small and Mid-Cap Value Trust in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$1.28M
2
Morgan Stanley
2
Morgan Stanley
New York
$4.75M
3
Wells Fargo
3
Wells Fargo
California
$838K
4
PMG
4
Private Management Group
California
$3M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$441K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$70.2K
2
CA
2
Cornerstone Advisors
North Carolina
$332K
3
Bank of America
3
Bank of America
North Carolina
$3.12M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$750K
5
AW
5
Atlas Wealth
Ohio
$7.01M
Name Market Value Shares Shares
Change 		Shares
Change %
AW
1
Atlas Wealth
Ohio
$7.01M 602,133 -6,647 -1%
Morgan Stanley
2
Morgan Stanley
New York
$4.75M 408,121 +12,867 +3%
Bank of America
3
Bank of America
North Carolina
$3.12M 267,583 -9,668 -3%
PMG
4
Private Management Group
California
$3M 257,804 +4,996 +2%
RJA
5
Raymond James & Associates
Florida
$1.28M 110,210 +25,058 +29%
UBS Group
6
UBS Group
Switzerland
$1.03M 88,062 -1,082 -1%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$852K 73,188 -1,224 -2%
Wells Fargo
8
Wells Fargo
California
$838K 71,962 +5,117 +8%
SI
9
Stephens Inc
Arkansas
$755K 64,834 -3,980 -6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$750K 64,410 -7,930 -11%
CL
11
CSS LLC
Illinois
$539K 46,262 +653 +1%
1WA
12
180 Wealth Advisors
Washington
$520K 44,628 +2,707 +6%
Osaic Holdings
13
Osaic Holdings
Arizona
$441K 37,906 +4,857 +15%
GI
14
GAMCO Investors
Connecticut
$368K 31,586 – –
RJFSA
15
Raymond James Financial Services Advisors
Florida
$363K 31,165 -4,747 -13%
SWM
16
Silverlake Wealth Management
Vermont
$356K 30,534 +3,150 +12%
CA
17
Cornerstone Advisors
North Carolina
$332K 28,540 -15,757 -36%
WAM
18
Wolverine Asset Management
Illinois
$70.2K 6,030 -17,309 -74%
AA
19
Ancora Advisors
Ohio
$58.2K 5,000 – –
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$6.49K 557 – –
SPIA
21
Steward Partners Investment Advisory
New York
$6.38K 548 +4 +0.7%
NSIM
22
North Star Investment Management
Illinois
$5.24K 450 – –
ASN
23
Advisory Services Network
Georgia
$4.66K 400 – –
TWC
24
TD Waterhouse Canada
Ontario, Canada
$3.96K 340 – –
AF
25
Allworth Financial
California
$3.1K 267 +3 +1%
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