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GGZ

Gabelli Global Small and Mid-Cap Value Trust

36 hedge funds and large institutions have $35.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

14% more capital invested

Capital invested by funds: $31.5M → $35.8M (+$4.26M)

0.83% more ownership

Funds ownership: 23.3%24.13% (+0.83%)

5% less funds holding

Funds holding: 3836 (-2)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
8
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$6.81M +$838K +53,992 +15%
Bank of America
2
Bank of America
North Carolina
$5.37M -$198K -12,761 -4%
Morgan Stanley
3
Morgan Stanley
New York
$5.1M +$86.4K +5,570 +2%
MC
4
Matisse Capital
Oregon
$3.07M -$572K -36,900 -16%
PMG
5
Private Management Group
California
$3.04M +$90.3K +5,819 +3%
Wells Fargo
6
Wells Fargo
California
$2.08M -$33.3K -2,146 -2%
UBS Group
7
UBS Group
Switzerland
$1.46M +$19.6K +1,264 +1%
CA
8
Cornerstone Advisors
North Carolina
$1.46M +$158K +10,213 +13%
GCIA
9
Gabelli & Co Investment Advisers
New York
$1.39M
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.16M -$63.9K -4,119 -5%
CL
11
CSS LLC
Illinois
$848K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$664K +$64.8K +4,176 +11%
SFS
13
Shaker Financial Services
Virginia
$655K +$635K +40,926 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$638K +$393K +25,339 +174%
GI
15
GAMCO Investors
Connecticut
$541K
SI
16
Stephens Inc
Arkansas
$416K -$86.5K -5,575 -18%
APA
17
American Portfolios Advisors
New York
$396K +$384K +24,728 New
PAG
18
Private Advisor Group
New Jersey
$239K +$18.6K +1,200 +9%
1WA
19
180 Wealth Advisors
Washington
$238K +$7.37K +475 +3%
AA
20
Ancora Advisors
Ohio
$80K
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$45K
ASN
22
Advisory Services Network
Georgia
$23K +$22K +1,418 New
Osaic Holdings
23
Osaic Holdings
Arizona
$18K -$946 -61 -5%
NSIM
24
North Star Investment Management
Illinois
$7K
JPLA
25
Joseph P. Lucia & Associates
New York
$6K

GGZ Hedge Fund Activity: Q2 2021 in Review

36 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q2 2021, worth a combined $35.8M — up 14% from $31.5M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GGZ and 6 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 12 added.

The largest buyer was Raymond James & Associates, adding an estimated $838K. The largest seller was Matisse Capital, cutting an estimated $572K.

  • 36 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q2 2021, down from 38 in Q1 2021.
  • Funds reported $35.8M of Gabelli Global Small and Mid-Cap Value Trust stock for Q2 2021, up 14% quarter-over-quarter.
  • 6 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q2 2021 and 8 closed out, a net change of -2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q2 2021 was Raymond James & Associates, an estimated $838K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q2 2021 was Matisse Capital, an estimated $572K sold.

Based on aggregated 13F filings for Q2 2021.