GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

36 hedge funds and large institutions have $35.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 8 closing their positions.

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
8
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$6.81M
2
SFS
2
Shaker Financial Services
Virginia
$655K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$638K
4
APA
4
American Portfolios Advisors
New York
$396K
5
CA
5
Cornerstone Advisors
North Carolina
$1.46M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$3.07M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$0
3
Bank of America
3
Bank of America
North Carolina
$5.37M
4
SI
4
Stephens Inc
Arkansas
$416K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$1.16M
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$6.81M 425,705 +53,992 +15%
Bank of America
2
Bank of America
North Carolina
$5.37M 335,620 -12,761 -4%
Morgan Stanley
3
Morgan Stanley
New York
$5.1M 318,871 +5,570 +2%
MC
4
Matisse Capital
Oregon
$3.07M 191,947 -36,900 -16%
PMG
5
Private Management Group
California
$3.04M 190,276 +5,819 +3%
Wells Fargo
6
Wells Fargo
California
$2.08M 130,165 -2,146 -2%
UBS Group
7
UBS Group
Switzerland
$1.46M 91,300 +1,264 +1%
CA
8
Cornerstone Advisors
North Carolina
$1.46M 91,261 +10,213 +13%
GCIA
9
Gabelli & Co Investment Advisers
New York
$1.39M 86,856 – –
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.16M 72,601 -4,119 -5%
CL
11
CSS LLC
Illinois
$848K 52,995 – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$664K 41,477 +4,176 +11%
SFS
13
Shaker Financial Services
Virginia
$655K 40,926 +40,926 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$638K 39,879 +25,339 +174%
GI
15
GAMCO Investors
Connecticut
$541K 33,830 – –
SI
16
Stephens Inc
Arkansas
$416K 25,974 -5,575 -18%
APA
17
American Portfolios Advisors
New York
$396K 24,728 +24,728 New
PAG
18
Private Advisor Group
New Jersey
$239K 14,915 +1,200 +9%
1WA
19
180 Wealth Advisors
Washington
$238K 15,146 +475 +3%
AA
20
Ancora Advisors
Ohio
$80K 5,000 – –
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$45K 2,820 – –
ASN
22
Advisory Services Network
Georgia
$23K 1,418 +1,418 New
Osaic Holdings
23
Osaic Holdings
Arizona
$18K 1,121 -61 -5%
NSIM
24
North Star Investment Management
Illinois
$7K 450 – –
JPLA
25
Joseph P. Lucia & Associates
New York
$6K 353 – –
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