GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

45 hedge funds and large institutions have $22.1M invested in Gabelli Global Small and Mid-Cap Value Trust in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.4M
2
MC
2
Matisse Capital
Oregon
$1.93M
3
Bank of America
3
Bank of America
North Carolina
$1.84M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$638K
5
CA
5
Cornerstone Advisors
North Carolina
$883K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
Citigroup
2
Citigroup
New York
$346K
3
RCM
3
Rivernorth Capital Management
Florida
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$636K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.4M 698,499 +111,911 +19%
MC
2
Matisse Capital
Oregon
$1.93M 182,408 +65,988 +57%
RJA
3
Raymond James & Associates
Florida
$1.87M 175,964 +10,105 +6%
Bank of America
4
Bank of America
North Carolina
$1.84M 173,840 +37,747 +28%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.17M 110,015 +459 +0.4%
CA
6
Cornerstone Advisors
North Carolina
$883K 83,290 +15,444 +23%
FIMG
7
Financial & Investment Management Group
Michigan
$766K 72,253 +6,581 +10%
KIM
8
Karpus Investment Management
New York
$751K 70,890 -4,400 -6%
KAM
9
Knightsbridge Asset Management
California
$721K 67,990 – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$638K 60,212 +19,549 +48%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$636K 60,065 -17,180 -22%
LCM
12
Landscape Capital Management
New Jersey
$628K 59,215 -9,298 -14%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$567K 53,407 +6,048 +13%
GCIA
14
Gabelli & Co Investment Advisers
New York
$553K 52,190 – –
Citigroup
15
Citigroup
New York
$346K 32,695 -41,198 -56%
1CP
16
1607 Capital Partners
Virginia
$334K 31,477 -400 -1%
CL
17
CSS LLC
Illinois
$301K 28,437 – –
FAAS
18
First Allied Advisory Services
California
$194K 18,264 +4,025 +28%
Wells Fargo
19
Wells Fargo
California
$180K 17,048 -4,972 -23%
GI
20
GAMCO Investors
Connecticut
$180K 16,942 +200 +1%
UBS Group
21
UBS Group
Switzerland
$110K 10,385 -9,421 -48%
NSIM
22
North Star Investment Management
Illinois
$13K 1,182 +785 +198%
IA
23
IFP Advisors
Florida
$10K 921 – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$8K 704 +36 +5%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$7K 700 – –
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