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GGZ

Gabelli Global Small and Mid-Cap Value Trust

45 hedge funds and large institutions have $22.1M invested in Gabelli Global Small and Mid-Cap Value Trust in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

7% more funds holding

Funds holding: 4245 (+3)

2% more capital invested

Capital invested by funds: $21.7M → $22.1M (+$352K)

0.89% more ownership

Funds ownership: 24.95%25.85% (+0.89%)

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.4M +$1.17M +111,911 +19%
MC
2
Matisse Capital
Oregon
$1.93M +$690K +65,988 +57%
RJA
3
Raymond James & Associates
Florida
$1.86M +$106K +10,105 +6%
Bank of America
4
Bank of America
North Carolina
$1.84M +$395K +37,747 +28%
Lazard Asset Management
5
Lazard Asset Management
New York
$1.17M +$4.8K +459 +0.4%
CA
6
Cornerstone Advisors
North Carolina
$883K +$162K +15,444 +23%
FIMG
7
Financial & Investment Management Group
Michigan
$766K +$68.8K +6,581 +10%
KIM
8
Karpus Investment Management
New York
$751K -$46K -4,400 -6%
KAM
9
Knightsbridge Asset Management
California
$721K
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$638K +$204K +19,549 +48%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$636K -$180K -17,180 -22%
LCM
12
Landscape Capital Management
New Jersey
$628K -$97.2K -9,298 -14%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$567K +$63.3K +6,048 +13%
GCIA
14
Gabelli & Co Investment Advisers
New York
$553K
Citigroup
15
Citigroup
New York
$346K -$431K -41,198 -56%
1CP
16
1607 Capital Partners
Virginia
$334K -$4.18K -400 -1%
CL
17
CSS LLC
Illinois
$301K
FAAS
18
First Allied Advisory Services
California
$194K +$42.1K +4,025 +28%
Wells Fargo
19
Wells Fargo
California
$180K -$52K -4,972 -23%
GI
20
GAMCO Investors
Connecticut
$180K +$2.09K +200 +1%
UBS Group
21
UBS Group
Switzerland
$110K -$98.5K -9,421 -48%
NSIM
22
North Star Investment Management
Illinois
$13K +$8.21K +785 +198%
IA
23
IFP Advisors
Florida
$10K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$8K +$376 +36 +5%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$7K

GGZ Hedge Fund Activity: Q4 2016 in Review

45 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2016, worth a combined $22.1M — up 1.6% from $21.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GGZ positions and 4 closed out — a net gain of 4 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.17M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $685K sold.

  • 45 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2016, up from 42 in Q3 2016.
  • Funds reported $22.1M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2016, up 1.6% quarter-over-quarter.
  • 8 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2016 and 4 closed out, a net change of +4 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2016 was Morgan Stanley, an estimated $1.17M added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2016 was Shaker Financial Services, an estimated $685K sold.

Based on aggregated 13F filings for Q4 2016.