Rivernorth Capital Management’s Gabelli Global Small and Mid-Cap Value Trust GGZ Stock Holding History

Rivernorth Capital Management’s Portfolio GGZ Stock Details GGZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-33,117	Closed	-$358K	–	154
2016 Q3	$358K	Hold	33,117	–	–	0.03%	136
2016 Q2	$344K	Hold	33,117	–	–	0.02%	149
2016 Q1	$350K	Hold	33,117	–	–	0.02%	167
2015 Q4	$344K	Buy	33,117 +17,780	+116%	+$184K	0.02%	189
2015 Q3	$152K	Buy	+15,337	New	+$158K	0.01%	194

Other funds holding GGZ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

KAM

Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rivernorth Capital Management's GGZ Position: Q4 2016 in Review

Rivernorth Capital Management sold out of Gabelli Global Small and Mid-Cap Value Trust (GGZ) in Q4 2016, closing a stake of 33,117 shares — an estimated $358K sold.

Rivernorth Capital Management first reported a position in GGZ in Q3 2015 and held it in 5 quarters. The position peaked at $358K in Q3 2016. 45 funds tracked by Wall St. Rank hold GGZ as of Q4 2016.

Rivernorth Capital Management reported no remaining Gabelli Global Small and Mid-Cap Value Trust position as of Q4 2016 after selling out during the quarter.
Rivernorth Capital Management sold 33,117 Gabelli Global Small and Mid-Cap Value Trust shares in Q4 2016, an estimated $358K.
Rivernorth Capital Management first reported a position in Gabelli Global Small and Mid-Cap Value Trust in Q3 2015 and held it in 5 quarters.
Rivernorth Capital Management's Gabelli Global Small and Mid-Cap Value Trust position peaked at $358K in Q3 2016.
45 funds tracked by Wall St. Rank held Gabelli Global Small and Mid-Cap Value Trust as of Q4 2016.

Based on Rivernorth Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.