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GGZ

Gabelli Global Small and Mid-Cap Value Trust

44 hedge funds and large institutions have $19.1M invested in Gabelli Global Small and Mid-Cap Value Trust in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $17.3M → $19.1M (+$1.88M)

1.87% more ownership

Funds ownership: 20.18%22.06% (+1.9%)

2% less funds holding

Funds holding: 4544 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.22M +$37.1K +3,747 +0.6%
RJA
2
Raymond James & Associates
Florida
$1.71M -$26K -2,624 -2%
Bank of America
3
Bank of America
North Carolina
$1.51M -$59.8K -6,046 -4%
Lazard Asset Management
4
Lazard Asset Management
New York
$1.27M +$989 +100 +0.1%
LCM
5
Landscape Capital Management
New Jersey
$1.13M +$648K +65,515 +157%
KIM
6
Karpus Investment Management
New York
$817K -$19.8K -2,000 -3%
KAM
7
Knightsbridge Asset Management
California
$723K +$317K +32,050 +88%
FIMG
8
Financial & Investment Management Group
Michigan
$684K -$20K -2,019 -3%
Citigroup
9
Citigroup
New York
$612K +$574K +58,033 +290,165%
GCIA
10
Gabelli & Co Investment Advisers
New York
$551K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$430K +$3.07K +310 +0.8%
VFS
12
VSR Financial Services
Kansas
$428K
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$427K -$46.4K -4,693 -10%
RCM
14
Rivernorth Capital Management
Florida
$350K
1CP
15
1607 Capital Partners
Virginia
$349K -$54.1K -5,465 -14%
CL
16
CSS LLC
Illinois
$300K
CA
17
Cornerstone Advisors
North Carolina
$270K +$253K +25,580 New
UBS Group
18
UBS Group
Switzerland
$265K +$15.1K +1,527 +6%
Wells Fargo
19
Wells Fargo
California
$221K -$103K -10,460 -33%
GI
20
GAMCO Investors
Connecticut
$176K
MC
21
Matisse Capital
Oregon
$164K +$154K +15,526 New
FAAS
22
First Allied Advisory Services
California
$161K -$3.85K -389 -2%
LPL Financial
23
LPL Financial
California
$135K -$25.2K -2,542 -16%
DA
24
Doliver Advisors
Texas
$126K +$118K +11,890 New
WRM
25
Westport Resources Management
Connecticut
$39K -$2.08K -210 -5%

GGZ Hedge Fund Activity: Q1 2016 in Review

44 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q1 2016, worth a combined $19.1M — up 11% from $17.3M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GGZ and 5 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 8 added.

The largest buyer was Landscape Capital Management, adding an estimated $648K. The largest seller was GSA Capital Partners, exiting entirely with an estimated $146K sold.

  • 44 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q1 2016, down from 45 in Q4 2015.
  • Funds reported $19.1M of Gabelli Global Small and Mid-Cap Value Trust stock for Q1 2016, up 11% quarter-over-quarter.
  • 5 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q1 2016 and 6 closed out, a net change of -1 holder.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q1 2016 was Landscape Capital Management, an estimated $648K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q1 2016 was GSA Capital Partners, an estimated $146K sold.

Based on aggregated 13F filings for Q1 2016.