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GGZ

Gabelli Global Small and Mid-Cap Value Trust

46 hedge funds and large institutions have $15.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more capital invested

Capital invested by funds: $13M → $15.6M (+$2.53M)

2.71% more ownership

Funds ownership: 15.09%17.8% (+2.7%)

4% less funds holding

Funds holding: 4846 (-2)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.53M +$616K +58,965 +13%
Bank of America
2
Bank of America
North Carolina
$1.52M +$383K +36,722 +34%
Lazard Asset Management
3
Lazard Asset Management
New York
$1.3M
RJA
4
Raymond James & Associates
Florida
$1.26M +$450K +43,105 +57%
FIMG
5
Financial & Investment Management Group
Michigan
$755K +$745K +71,326 New
GI
6
GAMCO Investors
Connecticut
$675K
VFS
7
VSR Financial Services
Kansas
$513K
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$503K +$160K +15,356 +48%
WAM
9
Wolverine Asset Management
Illinois
$453K +$447K +42,826 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$452K +$143K +13,705 +47%
Wells Fargo
11
Wells Fargo
California
$317K -$51.2K -4,907 -14%
CL
12
CSS LLC
Illinois
$301K
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$272K +$16.4K +1,574 +7%
UBS Group
14
UBS Group
Switzerland
$261K -$41.4K -3,970 -14%
UR
15
USCA RIA
Texas
$247K -$181K -17,300 -43%
Invesco
16
Invesco
Georgia
$182K -$85.1K -8,154 -32%
LCM
17
Landscape Capital Management
New Jersey
$174K -$26.6K -2,550 -13%
FAAS
18
First Allied Advisory Services
California
$163K +$16.3K +1,558 +11%
1CP
19
1607 Capital Partners
Virginia
$157K
DA
20
Doliver Advisors
Texas
$150K +$179K +17,125 New
GC
21
Guggenheim Capital
Illinois
$125K -$9.11K -873 -7%
LPL Financial
22
LPL Financial
California
$112K -$91.2K -8,733 -46%
WRM
23
Westport Resources Management
Connecticut
$42K +$52 +5 +0.1%
NSIM
24
North Star Investment Management
Illinois
$29K -$3.33K -319 -10%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$10K +$1.37K +131 +15%

GGZ Hedge Fund Activity: Q1 2015 in Review

46 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q1 2015, worth a combined $15.6M — up 19% from $13M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GGZ and 7 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 10 added.

The largest buyer was Financial & Investment Management Group, opening a new position worth an estimated $745K. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $294K sold.

  • 46 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q1 2015, down from 48 in Q4 2014.
  • Funds reported $15.6M of Gabelli Global Small and Mid-Cap Value Trust stock for Q1 2015, up 19% quarter-over-quarter.
  • 7 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q1 2015 and 8 closed out, a net change of -1 holder.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q1 2015 was Financial & Investment Management Group, an estimated $745K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q1 2015 was Virtu KCG Holdings, an estimated $294K sold.

Based on aggregated 13F filings for Q1 2015.