GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

46 hedge funds and large institutions have $15.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 8 closing their positions.

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$755K
2
Morgan Stanley
2
Morgan Stanley
New York
$5.53M
3
RJA
3
Raymond James & Associates
Florida
$1.26M
4
WAM
4
Wolverine Asset Management
Illinois
$453K
5
Bank of America
5
Bank of America
North Carolina
$1.53M

Top Sellers

1
VKH
1
Virtu KCG Holdings
New York
$0
2
UR
2
USCA RIA
Texas
$247K
3
LPL Financial
3
LPL Financial
California
$112K
4
Invesco
4
Invesco
Georgia
$182K
5
Wells Fargo
5
Wells Fargo
California
$317K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.53M 522,226 +58,965 +13%
Bank of America
2
Bank of America
North Carolina
$1.53M 144,134 +36,722 +34%
Lazard Asset Management
3
Lazard Asset Management
New York
$1.31M 123,199 – –
RJA
4
Raymond James & Associates
Florida
$1.26M 119,275 +43,105 +57%
FIMG
5
Financial & Investment Management Group
Michigan
$755K 71,326 +71,326 New
GI
6
GAMCO Investors
Connecticut
$675K 63,834 – –
VFS
7
VSR Financial Services
Kansas
$513K 48,515 – –
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$503K 47,566 +15,356 +48%
WAM
9
Wolverine Asset Management
Illinois
$453K 42,826 +42,826 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$452K 42,741 +13,705 +47%
Wells Fargo
11
Wells Fargo
California
$317K 29,979 -4,907 -14%
CL
12
CSS LLC
Illinois
$301K 28,437 – –
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$272K 25,766 +1,574 +7%
UBS Group
14
UBS Group
Switzerland
$261K 24,669 -3,970 -14%
UR
15
USCA RIA
Texas
$247K 23,367 -17,300 -43%
Invesco
16
Invesco
Georgia
$182K 17,157 -8,154 -32%
LCM
17
Landscape Capital Management
New Jersey
$174K 16,466 -2,550 -13%
FAAS
18
First Allied Advisory Services
California
$163K 15,426 +1,558 +11%
1CP
19
1607 Capital Partners
Virginia
$157K 14,820 – –
DA
20
Doliver Advisors
Texas
$150K 17,125 +17,125 New
GC
21
Guggenheim Capital
Illinois
$125K 11,745 -873 -7%
LPL Financial
22
LPL Financial
California
$112K 10,450 -8,733 -46%
WRM
23
Westport Resources Management
Connecticut
$42K 3,937 +5 +0.1%
NSIM
24
North Star Investment Management
Illinois
$29K 2,735 -319 -10%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$10K 981 +131 +15%
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