UR
GGZ

USCA RIA’s Gabelli Global Small and Mid-Cap Value Trust GGZ Stock Holding History

USCA RIA’s Portfolio GGZ Stock Details GGZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-23,367
Closed -$247K – 345
2015
Q1 		$247K Sell
23,367
-17,300
-43% -$181K 0.07% 285
2014
Q4 		$424K Buy
+40,667
New +$418K 0.12% 202

Other funds holding GGZ

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

USCA RIA's GGZ Position: Q2 2015 in Review

USCA RIA sold out of Gabelli Global Small and Mid-Cap Value Trust (GGZ) in Q2 2015, closing a stake of 23,367 shares — an estimated $247K sold.

USCA RIA first reported a position in GGZ in Q4 2014 and held it in 2 quarters. The position peaked at $424K in Q4 2014. 42 funds tracked by Wall St. Rank hold GGZ as of Q2 2015.

  • USCA RIA reported no remaining Gabelli Global Small and Mid-Cap Value Trust position as of Q2 2015 after selling out during the quarter.
  • USCA RIA sold 23,367 Gabelli Global Small and Mid-Cap Value Trust shares in Q2 2015, an estimated $247K.
  • USCA RIA first reported a position in Gabelli Global Small and Mid-Cap Value Trust in Q4 2014 and held it in 2 quarters.
  • USCA RIA's Gabelli Global Small and Mid-Cap Value Trust position peaked at $424K in Q4 2014.
  • 42 funds tracked by Wall St. Rank held Gabelli Global Small and Mid-Cap Value Trust as of Q2 2015.

Based on USCA RIA's 13F filing for Q2 2015, filed 12 Aug 2015.