GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

42 hedge funds and large institutions have $30.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 7 closing their positions.

Holders
42
Holders Change
-4
Holders Change %
-8.7%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$15.2M
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$839K
3
LCM
3
Landscape Capital Management
New Jersey
$357K
4
AAM
4
Advisors Asset Management
Colorado
$178K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$422K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$147K
2
UR
2
USCA RIA
Texas
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$5.4M
4
LPL Financial
4
LPL Financial
California
$0
5
Invesco
5
Invesco
Georgia
$85K
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$15.2M 1,426,394 +1,426,394 New
Morgan Stanley
2
Morgan Stanley
New York
$5.4M 506,943 -15,283 -3%
Bank of America
3
Bank of America
North Carolina
$1.6M 149,706 +5,572 +4%
Lazard Asset Management
4
Lazard Asset Management
New York
$1.31M 123,199 – –
RJA
5
Raymond James & Associates
Florida
$1.26M 117,971 -1,304 -1%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$839K 78,786 +31,220 +66%
FIMG
7
Financial & Investment Management Group
Michigan
$821K 77,097 +5,771 +8%
GI
8
GAMCO Investors
Connecticut
$680K 63,834 – –
VFS
9
VSR Financial Services
Kansas
$517K 48,515 – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$455K 42,678 -63 -0.1%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$422K 39,573 +13,807 +54%
LCM
12
Landscape Capital Management
New Jersey
$357K 33,525 +17,059 +104%
CL
13
CSS LLC
Illinois
$303K 28,437 – –
Wells Fargo
14
Wells Fargo
California
$284K 26,620 -3,359 -11%
UBS Group
15
UBS Group
Switzerland
$280K 26,251 +1,582 +6%
AAM
16
Advisors Asset Management
Colorado
$178K 16,725 +16,725 New
1CP
17
1607 Capital Partners
Virginia
$158K 14,820 – –
FAAS
18
First Allied Advisory Services
California
$156K 14,696 -730 -5%
WAM
19
Wolverine Asset Management
Illinois
$147K 13,801 -29,025 -68%
DA
20
Doliver Advisors
Texas
$147K 13,772 -3,353 -20%
GC
21
Guggenheim Capital
Illinois
$118K 11,017 -728 -6%
Invesco
22
Invesco
Georgia
$85K 7,976 -9,181 -54%
WRM
23
Westport Resources Management
Connecticut
$42K 3,937 – –
NSIM
24
North Star Investment Management
Illinois
$29K 2,735 – –
AIG
25
American International Group
New York
$9.59K 900 +90 +11%
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