GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

51 hedge funds and large institutions have $15.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 13 closing their positions.

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
13
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$4.05M
2
FIMG
2
Financial & Investment Management Group
Michigan
$747K
3
LCM
3
Landscape Capital Management
New Jersey
$188K
4
VFS
4
VSR Financial Services
Kansas
$498K
5
VKH
5
Virtu KCG Holdings
New York
$181K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$0
2
Wells Fargo
2
Wells Fargo
California
$607K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$158K
4
PWP
4
Private Wealth Partners
California
$0
5
Bank of America
5
Bank of America
North Carolina
$432K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.21M 411,138 -16,438 -4%
KIM
2
Karpus Investment Management
New York
$4.05M 395,511 +395,511 New
Lazard Asset Management
3
Lazard Asset Management
New York
$1.26M 123,646 +325 +0.3%
FIMG
4
Financial & Investment Management Group
Michigan
$747K 72,981 +72,981 New
Wells Fargo
5
Wells Fargo
California
$607K 59,325 -54,302 -48%
GI
6
GAMCO Investors
Connecticut
$540K 52,834 -5,158 -9%
VFS
7
VSR Financial Services
Kansas
$498K 48,670 +17,971 +59%
Bank of America
8
Bank of America
North Carolina
$432K 42,239 -42,854 -50%
Invesco
9
Invesco
Georgia
$357K 34,887 -10,915 -24%
U
10
UBS
Switzerland
$349K 34,111 +6,311 +23%
RJA
11
Raymond James & Associates
Florida
$311K 30,384 +2,095 +7%
CL
12
CSS LLC
Illinois
$291K 28,437 +12,006 +73%
LPL Financial
13
LPL Financial
California
$208K 20,540 +4,802 +31%
LCM
14
Landscape Capital Management
New Jersey
$188K 18,391 +18,391 New
VKH
15
Virtu KCG Holdings
New York
$181K 17,731 +17,731 New
DA
16
Doliver Advisors
Texas
$162K 15,788 +15,788 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$158K 15,432 -43,374 -74%
1CP
18
1607 Capital Partners
Virginia
$152K 14,820 -2 -0%
FAAS
19
First Allied Advisory Services
California
$147K 13,991 +138 +1%
SFS
20
Shaker Financial Services
Virginia
$135K 13,218 -684 -5%
GC
21
Guggenheim Capital
Illinois
$124K 12,141 +1,114 +10%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$99K 9,688 +3,430 +55%
WAM
23
Wolverine Asset Management
Illinois
$64K 6,343 -643 -9%
WRM
24
Westport Resources Management
Connecticut
$40K 3,932 -60 -2%
NSIM
25
North Star Investment Management
Illinois
$39K 3,768 -317 -8%
1
2 3