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GGZ

Gabelli Global Small and Mid-Cap Value Trust

51 hedge funds and large institutions have $15.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $13.8M → $15.4M (+$1.61M)

2.7% more ownership

Funds ownership: 15.54%18.24% (+2.7%)

4% less funds holding

Funds holding: 5351 (-2)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
13
Reduced
17
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.21M -$173K -16,438 -4%
KIM
2
Karpus Investment Management
New York
$4.05M +$4.15M +395,511 New
Lazard Asset Management
3
Lazard Asset Management
New York
$1.26M +$3.41K +325 +0.3%
FIMG
4
Financial & Investment Management Group
Michigan
$747K +$766K +72,981 New
Wells Fargo
5
Wells Fargo
California
$607K -$570K -54,302 -48%
GI
6
GAMCO Investors
Connecticut
$540K -$54.1K -5,158 -9%
VFS
7
VSR Financial Services
Kansas
$498K +$189K +17,971 +59%
Bank of America
8
Bank of America
North Carolina
$432K -$450K -42,854 -50%
Invesco
9
Invesco
Georgia
$357K -$115K -10,915 -24%
U
10
UBS
Switzerland
$349K +$66.3K +6,311 +23%
RJA
11
Raymond James & Associates
Florida
$311K +$22K +2,095 +7%
CL
12
CSS LLC
Illinois
$291K +$126K +12,006 +73%
LPL Financial
13
LPL Financial
California
$208K +$50.4K +4,802 +31%
LCM
14
Landscape Capital Management
New Jersey
$188K +$193K +18,391 New
VKH
15
Virtu KCG Holdings
New York
$181K +$186K +17,731 New
DA
16
Doliver Advisors
Texas
$162K +$166K +15,788 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$158K -$455K -43,374 -74%
1CP
18
1607 Capital Partners
Virginia
$152K -$21 -2 -0%
FAAS
19
First Allied Advisory Services
California
$147K +$1.45K +138 +1%
SFS
20
Shaker Financial Services
Virginia
$135K -$7.18K -684 -5%
GC
21
Guggenheim Capital
Illinois
$124K +$11.7K +1,114 +10%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$99K +$36K +3,430 +55%
WAM
23
Wolverine Asset Management
Illinois
$64K -$6.75K -643 -9%
WRM
24
Westport Resources Management
Connecticut
$40K -$630 -60 -2%
NSIM
25
North Star Investment Management
Illinois
$39K -$3.33K -317 -8%

GGZ Hedge Fund Activity: Q3 2014 in Review

51 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2014, worth a combined $15.4M — up 12% from $13.8M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GGZ and 11 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 13 added.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $4.15M. The largest seller was Cohen & Steers, exiting entirely with an estimated $997K sold.

  • 51 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2014, down from 53 in Q2 2014.
  • Funds reported $15.4M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2014, up 12% quarter-over-quarter.
  • 11 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2014 and 13 closed out, a net change of -2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2014 was Karpus Investment Management, an estimated $4.15M added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2014 was Cohen & Steers, an estimated $997K sold.

Based on aggregated 13F filings for Q3 2014.