GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

38 hedge funds and large institutions have $21M invested in Gabelli Global Small and Mid-Cap Value Trust in 2022 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 1 closing their positions.

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PMG
1
Private Management Group
California
$2.63M
2
SFS
2
Shaker Financial Services
Virginia
$153K
3
SI
3
Stephens Inc
Arkansas
$490K
4
1WA
4
180 Wealth Advisors
Washington
$291K
5
Morgan Stanley
5
Morgan Stanley
New York
$3.8M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$997K
2
Bank of America
2
Bank of America
North Carolina
$4.78M
3
CA
3
Cornerstone Advisors
North Carolina
$377K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$519K
5
APA
5
American Portfolios Advisors
New York
$479K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.78M 432,647 -11,459 -3%
Morgan Stanley
2
Morgan Stanley
New York
$3.8M 343,970 +5,145 +2%
PMG
3
Private Management Group
California
$2.63M 238,209 +57,292 +32%
Wells Fargo
4
Wells Fargo
California
$1.46M 132,355 -3,450 -3%
UBS Group
5
UBS Group
Switzerland
$1M 90,572 +466 +0.5%
RJA
6
Raymond James & Associates
Florida
$997K 90,336 -310,377 -77%
GCIA
7
Gabelli & Co Investment Advisers
New York
$959K 86,856 – –
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$812K 73,506 -2,828 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$519K 46,989 -5,058 -10%
CL
10
CSS LLC
Illinois
$496K 44,965 – –
SI
11
Stephens Inc
Arkansas
$490K 44,369 +12,040 +37%
APA
12
American Portfolios Advisors
New York
$479K 43,351 -3,966 -8%
CA
13
Cornerstone Advisors
North Carolina
$377K 34,187 -10,602 -24%
GI
14
GAMCO Investors
Connecticut
$373K 33,830 – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$334K 30,286 +2,454 +9%
1WA
16
180 Wealth Advisors
Washington
$291K 26,049 +5,488 +27%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$228K 20,620 – –
SWM
18
Silverlake Wealth Management
Vermont
$188K 17,056 +1,137 +7%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$161K 14,600 -1,675 -10%
SFS
20
Shaker Financial Services
Virginia
$153K 13,898 +13,898 New
PAG
21
Private Advisor Group
New Jersey
$132K 11,965 -1,000 -8%
WAM
22
Wolverine Asset Management
Illinois
$111K 10,092 +4,503 +81%
AA
23
Ancora Advisors
Ohio
$55K 5,000 – –
Osaic Holdings
24
Osaic Holdings
Arizona
$39K 3,510 -48 -1%
PA
25
Parallel Advisors
California
$38K 3,400 +3,400 New
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