GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

38 hedge funds and large institutions have $24.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.2M
2
Bank of America
2
Bank of America
North Carolina
$3.58M
3
CA
3
Cornerstone Advisors
North Carolina
$451K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$153K
5
LCM
5
Landscape Capital Management
New Jersey
$133K

Top Sellers

1
AW
1
Atlas Wealth
Ohio
$0
2
RJA
2
Raymond James & Associates
Florida
$920K
3
SFS
3
Shaker Financial Services
Virginia
$160K
4
Osaic Holdings
4
Osaic Holdings
Arizona
$318K
5
AA
5
AQR Arbitrage
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.2M 699,154 +334,752 +92%
Bank of America
2
Bank of America
North Carolina
$3.58M 305,083 +39,159 +15%
PMG
3
Private Management Group
California
$3.48M 296,558 +1,567 +0.5%
UBS Group
4
UBS Group
Switzerland
$1.01M 86,002 -1,201 -1%
GCIA
5
Gabelli & Co Investment Advisers
New York
$970K 82,711 – –
SI
6
Stephens Inc
Arkansas
$930K 79,270 +4,966 +7%
RJA
7
Raymond James & Associates
Florida
$920K 78,432 -35,277 -31%
Wells Fargo
8
Wells Fargo
California
$876K 74,718 +5,024 +7%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$859K 73,259 -2,806 -4%
1WA
10
180 Wealth Advisors
Washington
$681K 58,683 +6,509 +12%
CL
11
CSS LLC
Illinois
$558K 47,604 – –
CA
12
Cornerstone Advisors
North Carolina
$451K 38,471 +17,642 +85%
SWM
13
Silverlake Wealth Management
Vermont
$403K 34,319 +766 +2%
GI
14
GAMCO Investors
Connecticut
$371K 31,586 – –
Osaic Holdings
15
Osaic Holdings
Arizona
$318K 27,096 -16,525 -38%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$274K 23,379 +63 +0.3%
SFS
17
Shaker Financial Services
Virginia
$160K 13,662 -32,104 -70%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$153K 13,066 +13,066 New
LCM
19
Landscape Capital Management
New Jersey
$133K 11,317 +11,317 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$128K 10,942 -1,667 -13%
Comerica Bank
21
Comerica Bank
Texas
$117K 10,000 -2,573 -20%
AA
22
Ancora Advisors
Ohio
$58.7K 5,000 – –
NS
23
NBC Securities
Alabama
$34K 2,967 – –
JPMorgan Chase & Co
24
JPMorgan Chase & Co
New York
$27.9K 2,376 +2,376 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$22K 1,900 +1,900 New
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