GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

55 hedge funds and large institutions have $38.5M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+2
Holders Change %
+3.77%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cornerstone Advisors
North Carolina
+$681K
2
CCP
Cardan Capital Partners
Colorado
+$546K
3
SFS
Shaker Financial Services
Virginia
+$416K
4
Morgan Stanley
Morgan Stanley
New York
+$347K
5
WAM
Wolverine Asset Management
Illinois
+$324K

Top Sellers

1
KAM
Knightsbridge Asset Management
California
-$683K
2
HSBC Holdings
HSBC Holdings
United Kingdom
-$657K
3
BFM
Boothbay Fund Management
New York
-$652K
4
Geode Capital Management
Geode Capital Management
Massachusetts
-$595K
5
WAM
Weiss Asset Management
Massachusetts
-$229K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.4M +$347K +28,961 +3%
Bank of America
2
Bank of America
North Carolina
$3.84M -$22.5K -1,883 -0.6%
RJA
3
Raymond James & Associates
Florida
$3.35M -$78K -6,522 -2%
CA
4
Cornerstone Advisors
North Carolina
$2.45M +$681K +56,986 +39%
FAAS
5
First Allied Advisory Services
California
$1.72M -$33.7K -2,808 -2%
Lazard Asset Management
6
Lazard Asset Management
New York
$1.62M – – –
SFS
7
Shaker Financial Services
Virginia
$1.53M +$416K +34,782 +37%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.35M +$178K +14,920 +15%
MC
9
Matisse Capital
Oregon
$1.26M -$72K -6,017 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.05M +$6.68K +558 +0.6%
GCIA
11
Gabelli & Co Investment Advisers
New York
$943K – – –
PMG
12
Private Management Group
California
$867K -$1.91K -160 -0.2%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$729K -$595K -49,753 -45%
LCM
14
Landscape Capital Management
New Jersey
$566K +$16.3K +1,362 +3%
CL
15
CSS LLC
Illinois
$556K – – –
CCP
16
Cardan Capital Partners
Colorado
$546K +$546K +45,599 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$435K +$56.6K +4,731 +15%
WAM
18
Wolverine Asset Management
Illinois
$351K +$324K +27,069 +1,189%
DA
19
Doliver Advisors
Texas
$324K +$154K +12,877 +91%
BI
20
Bulldog Investors
New Jersey
$308K -$26.8K -2,240 -8%
GI
21
GAMCO Investors
Connecticut
$286K – – –
KAM
22
Knightsbridge Asset Management
California
$206K -$683K -57,148 -77%
UBS Group
23
UBS Group
Switzerland
$181K +$11.1K +934 +7%
Wells Fargo
24
Wells Fargo
California
$179K -$17.2K -1,441 -9%
6M
25
6 Meridian
Kansas
$174K +$383 +32 +0.2%
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