GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

41 hedge funds and large institutions have $34.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
–
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
20
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$2.91M
2
WAM
2
Wolverine Asset Management
Illinois
$915K
3
UBS Group
3
UBS Group
Switzerland
$787K
4
PAG
4
Private Advisor Group
New Jersey
$596K
5
Stifel Financial
5
Stifel Financial
Missouri
$879K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.47M
2
SFS
2
Shaker Financial Services
Virginia
$1.12M
3
LCM
3
Landscape Capital Management
New Jersey
$991K
4
RJA
4
Raymond James & Associates
Florida
$2.82M
5
Bank of America
5
Bank of America
North Carolina
$3.53M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.47M 546,087 -91,876 -14%
Bank of America
2
Bank of America
North Carolina
$3.53M 298,190 -21,240 -7%
CA
3
Cornerstone Advisors
North Carolina
$2.91M 245,801 +245,801 New
RJA
4
Raymond James & Associates
Florida
$2.82M 238,399 -25,835 -10%
MC
5
Matisse Capital
Oregon
$2.23M 188,653 -4,800 -2%
FAAS
6
First Allied Advisory Services
California
$1.91M 160,735 +1,453 +0.9%
PMG
7
Private Management Group
California
$1.85M 156,322 +3,583 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.34M 113,495 +12,242 +12%
SFS
9
Shaker Financial Services
Virginia
$1.12M 94,871 -69,683 -42%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.1M 92,560 +1,803 +2%
LCM
11
Landscape Capital Management
New Jersey
$991K 83,723 -26,021 -24%
GCIA
12
Gabelli & Co Investment Advisers
New York
$979K 82,711 +974 +1%
WAM
13
Wolverine Asset Management
Illinois
$915K 77,310 +38,025 +97%
Stifel Financial
14
Stifel Financial
Missouri
$879K 74,308 +20,184 +37%
UBS Group
15
UBS Group
Switzerland
$787K 66,439 +32,416 +95%
Wells Fargo
16
Wells Fargo
California
$727K 61,391 +13,785 +29%
CL
17
CSS LLC
Illinois
$607K 51,233 +603 +1%
PAG
18
Private Advisor Group
New Jersey
$596K 50,340 +23,225 +86%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$499K 42,160 +127 +0.3%
GI
20
GAMCO Investors
Connecticut
$415K 35,074 +372 +1%
AA
21
Ancora Advisors
Ohio
$408K 34,500 +11,500 +50%
MML Investors Services
22
MML Investors Services
Massachusetts
$311K 26,278 +229 +0.9%
RTS
23
Round Table Services
New Jersey
$198K 16,700 -2,700 -14%
6M
24
6 Meridian
Kansas
$174K 14,689 +774 +6%
IAA
25
Independent Advisor Alliance
North Carolina
$172K 14,539 +14,539 New
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