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GGZ

Gabelli Global Small and Mid-Cap Value Trust

41 hedge funds and large institutions have $34.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 10

13% more capital invested

Capital invested by funds: $30.2M → $34.3M (+$4.06M)

1.86% more ownership

Funds ownership: 28.17%30.03% (+1.9%)

0% more funds holding

Funds holding: 4141 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
41
Holders Change
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
20
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.47M -$1.04M -91,876 -14%
Bank of America
2
Bank of America
North Carolina
$3.53M -$240K -21,240 -7%
CA
3
Cornerstone Advisors
North Carolina
$2.91M +$2.78M +245,801 New
RJA
4
Raymond James & Associates
Florida
$2.82M -$292K -25,835 -10%
MC
5
Matisse Capital
Oregon
$2.23M -$54.2K -4,800 -2%
FAAS
6
First Allied Advisory Services
California
$1.91M +$16.4K +1,453 +0.9%
PMG
7
Private Management Group
California
$1.85M +$40.5K +3,583 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.34M +$138K +12,242 +12%
SFS
9
Shaker Financial Services
Virginia
$1.12M -$787K -69,683 -42%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.1M +$20.4K +1,803 +2%
LCM
11
Landscape Capital Management
New Jersey
$991K -$294K -26,021 -24%
GCIA
12
Gabelli & Co Investment Advisers
New York
$979K +$11K +974 +1%
WAM
13
Wolverine Asset Management
Illinois
$915K +$430K +38,025 +97%
Stifel Financial
14
Stifel Financial
Missouri
$879K +$228K +20,184 +37%
UBS Group
15
UBS Group
Switzerland
$787K +$366K +32,416 +95%
Wells Fargo
16
Wells Fargo
California
$727K +$156K +13,785 +29%
CL
17
CSS LLC
Illinois
$607K +$6.81K +603 +1%
PAG
18
Private Advisor Group
New Jersey
$596K +$262K +23,225 +86%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$499K +$1.44K +127 +0.3%
GI
20
GAMCO Investors
Connecticut
$415K +$4.2K +372 +1%
AA
21
Ancora Advisors
Ohio
$408K +$130K +11,500 +50%
MML Investors Services
22
MML Investors Services
Massachusetts
$311K +$2.59K +229 +0.9%
RTS
23
Round Table Services
New Jersey
$198K -$30.5K -2,700 -14%
6M
24
6 Meridian
Kansas
$174K +$8.75K +774 +6%
IAA
25
Independent Advisor Alliance
North Carolina
$172K +$164K +14,539 New

GGZ Hedge Fund Activity: Q4 2019 in Review

41 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2019, worth a combined $34.3M — up 13% from $30.2M a quarter earlier.

Fund positioning in GGZ was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 20 added to existing stakes and 10 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $430K. The largest seller was Morgan Stanley, cutting an estimated $1.04M.

  • 41 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $34.3M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2019, up 13% quarter-over-quarter.
  • 3 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2019 and 3 closed out, a net change of 0 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2019 was Wolverine Asset Management, an estimated $430K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2019 was Morgan Stanley, an estimated $1.04M sold.

Based on aggregated 13F filings for Q4 2019.