GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

38 hedge funds and large institutions have $34.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
10
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$7.09M
2
SKK
2
Shepherd Kaplan Krochuk
Massachusetts
$328K
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$239K
4
SWM
4
Silverlake Wealth Management
Vermont
$202K
5
RJA
5
Raymond James & Associates
Florida
$7.18M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$0
2
SFS
2
Shaker Financial Services
Virginia
$381K
3
CA
3
Cornerstone Advisors
North Carolina
$594K
4
PAG
4
Private Advisor Group
New Jersey
$193K
5
FIA
5
FNY Investment Advisers
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$7.18M 451,269 +10,391 +2%
Bank of America
2
Bank of America
North Carolina
$7.09M 446,001 +51,808 +13%
Morgan Stanley
3
Morgan Stanley
New York
$5.27M 331,669 +10,031 +3%
PMG
4
Private Management Group
California
$3.03M 185,727 -2,750 -1%
Wells Fargo
5
Wells Fargo
California
$2.2M 138,654 +1,265 +0.9%
UBS Group
6
UBS Group
Switzerland
$1.44M 90,507 -474 -0.5%
GCIA
7
Gabelli & Co Investment Advisers
New York
$1.38M 86,856 – –
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.15M 72,480 -1,174 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$770K 48,423 -2,888 -6%
CL
10
CSS LLC
Illinois
$731K 45,965 -5,030 -10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$711K 44,682 +956 +2%
CA
12
Cornerstone Advisors
North Carolina
$594K 37,342 -28,474 -43%
GI
13
GAMCO Investors
Connecticut
$538K 33,830 – –
APA
14
American Portfolios Advisors
New York
$394K 24,805 -548 -2%
SI
15
Stephens Inc
Arkansas
$387K 24,349 -1,100 -4%
SFS
16
Shaker Financial Services
Virginia
$381K 23,963 -39,317 -62%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$328K 20,620 +20,620 New
1WA
18
180 Wealth Advisors
Washington
$244K 16,436 +1,470 +10%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$239K 15,000 +15,000 New
SWM
20
Silverlake Wealth Management
Vermont
$202K 12,721 +12,721 New
PAG
21
Private Advisor Group
New Jersey
$193K 12,140 -9,100 -43%
AA
22
Ancora Advisors
Ohio
$79K 5,000 – –
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$44K 2,820 – –
Osaic Holdings
24
Osaic Holdings
Arizona
$39K 2,503 +1 +0%
NSIM
25
North Star Investment Management
Illinois
$7K 450 – –
1
2