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GGZ

Gabelli Global Small and Mid-Cap Value Trust

38 hedge funds and large institutions have $34.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

12% more funds holding

Funds holding: 3438 (+4)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

4% less capital invested

Capital invested by funds: $36.2M → $34.6M (-$1.55M)

1.04% less ownership

Funds ownership: 24.5%23.47% (-1%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
10
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$7.17M +$167K +10,391 +2%
Bank of America
2
Bank of America
North Carolina
$7.09M +$832K +51,808 +13%
Morgan Stanley
3
Morgan Stanley
New York
$5.27M +$161K +10,031 +3%
PMG
4
Private Management Group
California
$3.03M -$44.1K -2,750 -1%
Wells Fargo
5
Wells Fargo
California
$2.2M +$20.3K +1,265 +0.9%
UBS Group
6
UBS Group
Switzerland
$1.44M -$7.61K -474 -0.5%
GCIA
7
Gabelli & Co Investment Advisers
New York
$1.38M
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.15M -$18.8K -1,174 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$770K -$46.4K -2,888 -6%
CL
10
CSS LLC
Illinois
$731K -$80.7K -5,030 -10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$711K +$15.3K +956 +2%
CA
12
Cornerstone Advisors
North Carolina
$594K -$457K -28,474 -43%
GI
13
GAMCO Investors
Connecticut
$538K
APA
14
American Portfolios Advisors
New York
$394K -$8.79K -548 -2%
SI
15
Stephens Inc
Arkansas
$387K -$17.7K -1,100 -4%
SFS
16
Shaker Financial Services
Virginia
$381K -$631K -39,317 -62%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$328K +$331K +20,620 New
1WA
18
180 Wealth Advisors
Washington
$244K +$23.6K +1,470 +10%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$239K +$241K +15,000 New
SWM
20
Silverlake Wealth Management
Vermont
$202K +$204K +12,721 New
PAG
21
Private Advisor Group
New Jersey
$193K -$146K -9,100 -43%
AA
22
Ancora Advisors
Ohio
$79K
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$44K
Osaic Holdings
24
Osaic Holdings
Arizona
$39K +$16 +1 +0%
NSIM
25
North Star Investment Management
Illinois
$7K

GGZ Hedge Fund Activity: Q4 2021 in Review

38 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2021, worth a combined $34.6M — down 4.3% from $36.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GGZ positions and 4 closed out — a net gain of 4 holders — while 10 added to existing stakes and 10 trimmed.

The largest buyer was Bank of America, adding an estimated $832K. The largest seller was Matisse Capital, exiting entirely with an estimated $1.92M sold.

  • 38 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2021, up from 34 in Q3 2021.
  • Funds reported $34.6M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2021, down 4.3% quarter-over-quarter.
  • 8 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2021 and 4 closed out, a net change of +4 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2021 was Bank of America, an estimated $832K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2021 was Matisse Capital, an estimated $1.92M sold.

Based on aggregated 13F filings for Q4 2021.